- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... You'll work at the intersection of technology, risk, and regulation-collaborating with senior leaders across Legal, Risk, Compliance , and IT to ensure… more
- TD Bank (New York, NY)
- …role. **Job Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role ... global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... **Overview:** This role provides senior level expertise in audit engagements that span...and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize… more
- Ross Stores, Inc. (New York, NY)
- …in a predominantly owner\-occupied property\. The role focuses on ensuring regulatory compliance , managing vendor relationships, and supporting capital and ... new vendors as needed\. * Lead, monitor and communicate any changes in regulatory requirements to supervisor and senior business leaders\. Budgeting & Financial… more
- Guardian Life (New York, NY)
- …in the preparation of required regulatory filings. Collaborate with and assist senior personnel within Law, Compliance , and PAS business areas to perform ... high quality, value-added projects assessing the firm's overall regulatory compliance in various business functional areas. + Assist the Compliance … more
- WMCHealth (Valhalla, NY)
- … Program, specifically the WMC Advanced Physician Services, by monitoring compliance with internal and external regulatory standards. Responsibilities include ... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- CH Robinson (New York, NY)
- … compliance efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior leadership. + Mentor ... teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +...+ Proficiency in compliance management tools and regulatory technologies + Values a diverse and inclusive work… more
- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate… more
- WMCHealth (Poughkeepsie, NY)
- …of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external regulatory standards for Mid Hudson and ... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for...minimum of 3 to 5 years of experience in compliance or regulatory management in a large… more
- American Express (New York, NY)
- …the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering ... (AML), Sanctions, and Anti-Corruption compliance functions. This team has global responsibility for identifying, investigating, and reporting suspicious activity,… more