- SMBC (New York, NY)
- …of benefits to its employees. **Role Description** SMBC is seeking a Senior Internal Auditor to work within the Internal Auditing Department's Financial Crimes ... Compliance team ("the FCC Audit Team") for the Americas...is preferred. + Demonstrates understanding of internal audit techniques, regulatory requirements, internal controls, and audit principles. + Ability… more
- M&T Bank (Buffalo, NY)
- …Division priorities. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. ... professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager. **Supervisory/Managerial Responsibilities:** **Education and Experience Required:** +… more
- SMBC (New York, NY)
- …tools. You will also help advise senior leaders in Risk, Business, and Regulatory Compliance functions on the operation of their businesses in a manner ... support bank's climate-related financial risk management to meet Federal & State regulatory expectations. You will work with leaders across risk disciplines and… more
- The New Jewish Home (Bronx, NY)
- …per capita cost of healthcare. 18. Directs TNJH Quality metrics related to regulatory compliance and performance improvement initiatives. 19. Functions as the ... quality for all lines of business and works with senior leadership to ensure compliance with regulations....of reviews, surveys and studies. Ensures corrective actions for regulatory issues, compliance or deficiencies identified in… more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Mount Sinai Health System (New York, NY)
- …2 years managing investigator-initiated trials preferred. + Proven track record in regulatory compliance , project management, and team leadership. + Progressive ... Prioritize resources and allocate tasks to ensure timelines and objectives are met. ** Regulatory Compliance and Quality Assurance:** + Ensure all trials adhere… more
- BMO Financial Group (New York, NY)
- …recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs. + Advises and influences senior leaders on managing ... + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to regulatory… more
- Bank of America (New York, NY)
- …* Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- Mizuho Corporate Bank (New York, NY)
- …the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: ... an evolving framework closely aligned with SR 11-07, this senior leader will ensure the integrity, compliance ,...practices, promote a strong model risk culture, and support regulatory compliance in a dynamic setting. The… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and...senior management + Ensures all administration, control and compliance activities are complete and accurate to meet targets… more