- TD Bank (New York, NY)
- …for top-tier client interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance industry + ... of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners ( Compliance , Legal),...and AMCB Consumer Bank teams to ensure that all regulatory , compliance , audit, and self-ID findings are… more
- OTG (New York, NY)
- …+ Monitor construction performance, implement continuous improvement metrics, and ensure code/ regulatory compliance . + Collaborate with senior stakeholders ... liaison with airport authorities, airline partners, city/state agencies, and OTG's senior leadership. Guide the integration of design, facilities, logistics, and… more
- American Express (New York, NY)
- …this role?** The Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for independently overseeing and challenging the company's ... role include governance, reporting, working with stakeholders across the enterprise, regulatory support and building capabilities. The incumbent will report to the… more
- Heritage Financial Credit Union (Middletown, NY)
- …of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit union. + ... such plays a critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a strong culture of… more
- NBC Universal (New York, NY)
- …entertainment content. The spin-off is expected to be completed during 2025. The Senior Counsel, Litigation and Regulatory will be responsible for handling ... supervision of other in-house litigators) and/or in collaboration with outside counsel. The Senior Counsel, Litigation and Regulatory will work on a wide range… more
- American Express (New York, NY)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Manager** **,** **Corporate Functions**… more
- Sunrise Senior Living (Staten Island, NY)
- …assisted living/long term care neighborhood(s) and community operations. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all ... **When you join Sunrise Senior Living, you will be able to use...in compliance with Sunrise expectations and other regulatory compliance . + Develop a thorough working… more
- KeyBank (Amherst, NY)
- …testing and continuous monitoring of Asset Management engagements to evaluate Key's compliance with regulatory requirements. The Director must have comprehensive ... Road, Brooklyn Ohio **Job Description** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the… more
- TD Bank (New York, NY)
- …reports being filed. + Continuously develop strong understanding of best practices from regulatory supervisors. + Escalate timely to senior management of errors, ... a key role in the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a primary control and support… more
- Sunrise Senior Living (Lynbrook, NY)
- …cost associated with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all federal, ... **When you join Sunrise Senior Living, you will be able to use... with Sunrise expectations for QA Audits and other regulatory compliance . + Partner with leadership team… more