- New York Power Authority (White Plains, NY)
- …OSHA, EPA, DOT, State, and Local Regulations. This position manages the EHS Regulatory Compliance Program ensuring that all regulatory requirements are ... EHS Regulatory & Compliance Program Manager Location:...project and escalates issues as appropriate, recommending solutions to senior members. + Effectively communicate key project findings and… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Capgemini (New York, NY)
- …in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. ... you will: + Lead strategic client engagements across finance, risk, and compliance , translating complex regulatory requirements into actionable operating models… more
- Highmark Health (Albany, NY)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- Deloitte (Williamsville, NY)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Oversees compliance and risk-related training and education processes in collaboration with internal stakeholders. + ... processes with key stakeholders. + May coach, train, and mentor others Compliance associates. + May coordinate with stakeholders to develop and implement continuing… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer...execute compliance testing in order to assess compliance with legal, regulatory and internal firm ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Data Privacy...Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for privacy, for ... - Legal & Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements** The energy of a newsroom, the pace… more