- American Express (New York, NY)
- …impact in this role?** The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control ... solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...(TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy… more
- City of New York (New York, NY)
- … monitoring systems and analysis of associated EHS performance indicators. - Provide regulatory and compliance research and recommendations to DEP Bureaus. - ... Health and Safety has overall responsibility and oversight for DEP's compliance with environmental and health and safety standards and requirements. The… more
- MTA (New York, NY)
- …Health oversees all aspects of the safety and health program, ensuring regulatory compliance , operational safety, and risk mitigation across nine inter-borough ... Oversight: Direct the preparation and submission of mandatory safety and health compliance reports. Collaborate with regulatory agencies to maintain … more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- Citigroup (New York, NY)
- …robust data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment Solutions, as needed. + ... Risk for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an...to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in Investment… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more
- Amazon (New York, NY)
- …staff maintain active certifications. Coordinate initial and refresher training as needed. * Regulatory Compliance : Serve as the point of contact for fire code ... make history. We are seeking a dedicated and knowledgeable Compliance Manager to oversee and manage regulatory ...strategy, end to end delivery, and communicating results to senior leadership - Bachelor's degree in Occupational Safety, Fire… more
- Citigroup (New York, NY)
- …helping to uphold financial stability, manage potential risks, and ensure regulatory compliance , which collectively support the company's overall financial ... + Solid understanding and experience with internal or external controls, regulatory compliance , and capital planning. + Excellent organizational skills… more
- Citigroup (New York, NY)
- …progress on the Data Governance strategy and/or Data Risk and Control framework for senior leadership and regulatory updates** + **Liaise with metrics team to ... with regulatory bodies and internal audit teams to close/review key regulatory commitments * Collaborate with senior management and other stakeholders to… more