- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... OF: BUFFALO NY, BRIDGEPORT CT, or WILMINGTON DE** **Overview:** + Provides senior level expertise for audits over the Bank's Information Technology (IT) Engineering,… more
- S&P Global (New York, NY)
- …in the development and resolution of Management Action Plans (MAPs) that address regulatory , compliance and internal audit findings. + Support and deliver ... ensuring that we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business Control Ratings Services,… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- Citigroup (New York, NY)
- …independent, objective, reliable, valued and timely assurance to the Board, senior management and regulators of Citigroup, Citibank and its subsidiaries. Citi ... control environment. The Chief Auditor -Professional Practices is a senior level management position reporting into the Head of...our audit work is based on IIA Standards and regulatory expectations; integrate an Agile approach into all assurance… more
- Citigroup (Queens, NY)
- …data driven process to proactively prepare for on internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas. ... Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team with… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... Managing Director, TDS G&C, the primary role of the Senior Manager, TDS G&C is to support all TDS...to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls… more
- Axis (New York, NY)
- … senior leadership and the Board on continuity risks and mitigation strategies. + ** Regulatory & Audit Compliance ** + Ensure compliance with global ... our collective success?** The **Head of AXIS Business Continuity** is a senior leader responsible for the strategic direction, governance, and operational execution… more
- M&T Bank (Buffalo, NY)
- …and DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking ... well as modern digital platforms, API and cloud native architectureFamiliarity with regulatory and compliance frameworks + Prior experience working on multiple… more
- MVP Health Care (Schenectady, NY)
- …management and quality teams to align incentives and reduce unnecessary utilization. ** Regulatory Compliance & Industry Engagement** + Monitor and ensure ... + Provide training and oversight to internal teams and vendors on coding compliance . ** Regulatory & Industry Engagement** + Integrate payment integrity efforts… more
- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan… more