- Navient (Albany, NY)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- S&P Global (New York, NY)
- …role is based in New York and will be responsible for supporting the regulatory Compliance Program for the North American Structured Finance and Financial ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control, Senior Analyst - Ratings**...individuals with a strategic mindset and a passion for regulatory compliance , this presents an exciting opportunity… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... compliance , and internal audit controls; BSA/AML program; operational, regulatory and legal risks and controls; risk management program; financial condition;… more
- NASCO (Albany, NY)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...and regulatory issues + Serves as our Compliance Official; supports compliance initiatives, including audits,… more
- City of New York (New York, NY)
- …and Development, with very wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct high level ... the drafting of reports utilizing research methods and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance to… more
- Capgemini (New York, NY)
- …in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other regulated sectors. ... of €22.5 billion. **Job:** **Organization:** _INVENT PEOPLE S&T_ **Title:** _Capgemini Invent - Senior Consultant - Finance, Risk & Compliance - Banking_… more
- American Express (New York, NY)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred. ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- City of New York (New York, NY)
- …Reporting to the Deputy Director of the Transactions Monitoring Unit (TMU) in the Compliance Department, the Senior Compliance Analyst will develop a program ... regulations as well as agency procedures. In addition, the Senior Compliance Analyst may be assigned to...legal work, including the following: - Recommend statutory and regulatory revisions to agency contracts. - Advise on legal… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- As a Senior Director of IT, Quality Assurance and Compliance , you will lead a team of those managing 20 to 30 members The focus is to provide leadership, ... * Ensure timely and effective communication with all collaborators, including senior management, regulatory authorities, and cross-functional teams. * Monitor… more