- Raymond James Financial, Inc. (New York, NY)
- …this leader will regularly interact with federal and state regulators, Compliance , Audit, business unit executives, Raymond James enterprise technology functions and ... + Establish RJF Risk's systems and data solutions to align with changing regulatory and business environments in an effort to minimize the firm's risk exposure… more
- JPMorgan Chase (New York, NY)
- …to existing regulatory reporting + Lead and participate in ad-hoc projects for senior management on regulatory initiatives + Respond to ad hoc regulatory ... inquiries + Manage various ongoing monitoring projects to ensure continued compliance with US regulatory reporting **Required qualifications, capabilities and… more
- Raymond James Financial, Inc. (New York, NY)
- …pace with the changing business environment. . Builds trusted relationships with senior leadership, including executive management of the Private Client Group (PCG), ... risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to… more
- JPMorgan Chase (New York, NY)
- …analytics + Produce high quality and well-structured presentations and ad-hoc analyses for Senior Management and the Board of Directors, Regulatory Agencies, and ... or are introduced across the plans + Ensure RRFA deliverables are in compliance with evolving regulatory requirements related to capital, specifically around… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role, you will:** In this position you will partner with the Senior Analyst covering the Power & Utilities sector. Primary responsibilities include conducting… more
- Sunrise Senior Living (New York, NY)
- …the Driver job description and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to take the next step and make ... **When you join Sunrise Senior Living, you will be able to use...Partner with community team to ensure community is in compliance with national/provincial regulations pertaining to occupational health and… more
- Citigroup (New York, NY)
- …professional to join North American (NAM) Special Assets team as a Senior Vice President (SVP) level Transactor. The individual should possess excellent technical ... and industries. The Special Assets team oversees credit exposure with adverse regulatory classifications facing various stages of stress or distress and a heightened… more
- M&T Bank (Williamsville, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... assigned staff identifies, monitors, escalates and remediates areas of vendor non- compliance or inaccuracy, along with proper documentation and communication of… more
- MUFG (New York, NY)
- …minimizing potential credit costs. (3) Policy Compliance + Ensure compliance with external regulatory /internal policy and procedural requirements. + ... and corporate leveraged loans. They will work closely with senior members of the business line and provide structuring...on changes and potential changes in the sector and regulatory developments is an important part of your job.… more
- American Express (New York, NY)
- …together.** The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks ... that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk… more