- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Fargo is seeking a Front Office Equities Quant - Executive Director ( Senior Lead Securities Quantitative Analytics Specialist) in Corporate & Investment Banking as… more
- Synchrony (New York, NY)
- …Risk, Audit or Compliance experience + Demonstrated experience working with regulatory compliance such as FFIEC, SOX + Demonstrated experience working with ... and control documentation + Prepare and present updates to senior leadership and relevant stakeholders on the status of...met + Partners with Tech&Ops executives to prepare for Regulatory exams and MRA closures + Promotes risk-awareness and… more
- Sumitomo Pharma (Albany, NY)
- …data through review, cleaning, auditing, validation procedures and ensure data handling compliance with regulatory requirements, especially as it pertains to ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- PSEG Long Island (Hicksville, NY)
- …+ MBA or advanced management training. + Experience in Utility Operations; Compliance with Sarbanes-Oxley. + Familiar with regulatory frameworks and capital ... capital investment cycle. This position will work collaboratively with PSEG-LI senior leadership and the Manager of Investment Delivery Assurance providing decision… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …in leasing and compliance , income certification, project management, subsidy/ regulatory compliance , and/or property management [SS6] [SS7] Required and ... Director, Leasing ABOUT US The West Side Federation for Senior and Supportive Housing, Inc. (WSFSSH) is a community-based...Leasing will report to the Director of Leasing and Compliance and will supervise a Leasing Specialist. The primary… more
- WSP USA (New York, NY)
- …Strong working knowledge of FRA, FTA, CPUC, AREMA, and other rail regulatory standards and procedures, codes, compliance practices, and record-keeping ... and functionality. Responsible for SME innovation and administration, ensuring corporate compliance with all Local, State, and Federal engineering, construction, and… more
- Marex (New York, NY)
- …and new benefits that may be developed from time to time. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, NFA, CFTC ... CEO reporting requirements and will also work closely with senior leaders and stakeholders across the business to help...process owner for variable pay and deferred equity, ensure compliance within the group and by service providers. Cost… more
- Mount Sinai Health System (New York, NY)
- …outside regulatory agencies for clinical staff. + Formulates and manages all regulatory compliance issues on behalf of the department. + Ensures appropriate ... and Senior Directors accordingly. + Evaluates staff competencies and compliance with patient care and unit documentation requirements. + Participates in the… more
- Wolters Kluwer (Albany, NY)
- …and refine sales strategies based on comprehensive data analysis. + Ensure department compliance with company and regulatory standards. + Drive innovation in ... to help save lives, improve the way we do business, build better judicial and regulatory systems. We help them get it right. **Who We Are: Wolters Kluwer: The world… more
- Mizuho Corporate Bank (New York, NY)
- …processes and tools that streamline audit preparation and execution Governance and Compliance : + Ensure compliance with regulatory requirements, industry ... and Controls! We are seeking a dynamic and experienced Senior Line Manager to lead our Infrastructure Governance, Risk,...Line Manager to lead our Infrastructure Governance, Risk, and Compliance (GRC) team. This role is pivotal in transforming… more