- Ankura (Lexington, NY)
- …will be joining a team of industry experts with backgrounds in compliance , regulatory , legal, audit, operations, nursing, pharmacy, medical science, economics, ... value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has...accounting, and data science. As a Senior Director, you can expect to: . Demonstrate the… more
- Syracuse University (Syracuse, NY)
- …units and its Centers for Research and Scholarship on matters concerning litigation, regulatory and compliance matters. This individual will be a part of ... The Senior Associate / Associate General Counsel for Litigation...external counsel in defense of pending or threatened litigation, regulatory investigations and similar matters (including by drafting and… more
- City of New York (New York, NY)
- …sites to ensure that construction work is performed in a safe manner, in compliance with regulatory agency requirements, and the quality of work is in ... Environmental Compliance Manager, with latitude for independent judgment, the Senior Environmental Compliance Analyst will perform highly responsible work in… more
- Capital One (New York, NY)
- …+ Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... years of experience **Desired Skills & Experience** + Prior regulatory compliance experience within the banking industry...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- JPMorgan Chase (New York, NY)
- …and Investment Banking team within the Commercial and Investment Banking & Securities Regulatory Engagement, you will collaborate with senior leaders across the ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...respond to ad hoc regulatory inquiries; chair regulatory meetings; and develop reports for senior … more
- Bloomberg (New York, NY)
- …for Bloomberg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and regulations, ... will identify and escalate top and emerging risks to senior management and to Compliance management. **We'll...auditors, and regulators. + Provide subject matter expertise on regulatory obligations, emerging compliance risks, and control… more
- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- Citigroup (New York, NY)
- …to help facilitate development of materials and prepare for discussions/responses to regulatory agencies. . Works with senior stakeholders across Finance and ... **About the Team:** The Finance Regulatory Engagement & Oversight team works closely with...remediation progress reports to regulators and internal reporting to senior management. As a strong project manager adept at… more