- TD Bank (Charlotte, NC)
- …enterprise as appropriate. **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy & ... role which is outlined in the general description below. **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- TD Bank (Charlotte, NC)
- …compliance that will cascade throughout the organization. **The Ideal Candidate:** The Senior Compliance Business Oversight Analyst supports the Fair Banking ... on availability and individual circumstances. **Job Description Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance,… more
- TD Bank (Charlotte, NC)
- …creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the ... depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Business Oversight Manager provides advice, support and… more
- Highmark Health (Raleigh, NC)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- TD Bank (Charlotte, NC)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... Description:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...broader organization, and enterprise as appropriate. The **Employee Experience Senior Manager** will lead and enhance the employee experience… more
- Vanguard (Charlotte, NC)
- …analysis and recommendations for remediation. Communicates findings to business partners and senior compliance leadership. + Provides compliance guidance and ... CC, NACHA rules, and FINRA oversight. You will design and execute compliance testing frameworks, conduct regulatory due diligence, and validate control… more
- Navient (Raleigh, NC)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- TD Bank (Charlotte, NC)
- …The ** Senior Business Management Specialist** **in our US Operations Compliance team** plays a critical role in optimizing operational efficiency within the ... Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more...managerial and deep specialized knowledge at the enterprise, business, regulatory and industry levels + Undertakes and completes a… more
- NASCO (Raleigh, NC)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...and regulatory issues + Serves as our Compliance Official; supports compliance initiatives, including audits,… more
- Highmark Health (Raleigh, NC)
- …riskacross Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing ... medical and utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This role serves as a clinical… more