- American Express (Charlotte, NC)
- …executive reporting and dashboards for Compliance , Risk Committees, and senior leadership. + Monitor regulatory developments and industry best practices ... or a related field within financial services. + Strong understanding of regulatory compliance frameworks, enterprise risk management, and control evaluation. +… more
- Regions Bank (Charlotte, NC)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the development and… more
- Equitable (Charlotte, NC)
- … experience, preferably with a wholesale distributing broker dealer and/or in a senior compliance level role. + Demonstrated understanding of SEC, FINRA and ... EDL meets new or developing requirements. + Overseeing EDL's compliance program to ensure it meets regulatory ...EDL's compliance program to ensure it meets regulatory rule requirements and where appropriate strive for constant… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- Truist (Raleigh, NC)
- …management compliance gaps, partners in the analysis of legal, regulatory and compliance initiatives. Manages cybersecurity risk and compliance ... disabilities to perform the essential functions. + Bachelor's degree preferably in regulatory affairs, business, organizational or compliance law, or financial… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- USAA (Charlotte, NC)
- …quality standards are established in accordance with internal practices, risk and compliance policies and procedures, and regulatory requirements for quality ... Management processes and procedures. + Ensures objectives align with operational process, regulatory , risk and compliance goals to effectively contribute to the… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …integrated research-based pharmaceutical company. POSITION SUMMARY: Under the direction of the Senior Manager, Quality Compliance , the Quality Compliance ... Quality Compliance Specialist Department: Quality Location: Monroe, NC START...manner. This position will also provide site representation for regulatory surveillance program. JOB RESPONSIBILITIES: Financial: Provide support in… more
- CH Robinson (Charlotte, NC)
- … compliance efforts seamlessly into business operations. + Track and report compliance program performance and enhancements to senior leadership. + Mentor ... teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies +...+ Proficiency in compliance management tools and regulatory technologies + Values a diverse and inclusive work… more
- American Express (Charlotte, NC)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate… more