- American Express (Apex, NC)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Manager** **,** **Corporate Functions**… more
- Sunrise Senior Living (Raleigh, NC)
- …assisted living/long term care neighborhood(s) and community operations. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all ... **When you join Sunrise Senior Living, you will be able to use...in compliance with Sunrise expectations and other regulatory compliance . + Develop a thorough working… more
- Truist (Charlotte, NC)
- …matters for Truist Financial Corporation and its subsidiaries to ensure compliance with GAAP, regulatory reporting and affiliate transaction requirements. ... financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential...quarterly press release, Forms 10-K and 10-Q, and other regulatory reporting in compliance with GAAP and… more
- USAA (Charlotte, NC)
- …regarding key governance, risk management and control processes including, legal and regulatory compliance and regulatory readiness, and the reliability ... responsibility considering USAA's business strategy and complex regulations and regulatory heightened expectations. + Supervises and drives operational planning of… more
- Sunrise Senior Living (Charlotte, NC)
- …staffing and scheduling patterns to maintain continuity of guest/resident care and regulatory compliance . + Assesses and monitors clinical setting for effective ... **When you join Sunrise Senior Living, you will be able to use...party during difficult transitional care periods. Quality Assurance and Regulatory Compliance + Strives for excellent quality… more
- TD Bank (Charlotte, NC)
- … regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience, as well as a functional ... controls + Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners… more
- Citizens (Charlotte, NC)
- …are appropriate, consistent with credit approvals, and adequately protect the firm's interests. Regulatory Compliance & Engagement: + Ensure full compliance ... ideal candidate will possess deep expertise in corporate finance, credit analysis, regulatory requirements, and a proven track record of developing and implementing… more
- Sunrise Senior Living (Cary, NC)
- …environment, weight management, anti-psychotics, and behavior management. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all ... **When you join Sunrise Senior Living, you will be able to use...deficiencies in compliance with Sunrise expectations for regulatory compliance . + Develop a thorough working… more
- TD Bank (Charlotte, NC)
- …+ 3+ years of experience in financial contingency planning, liquidity/capital management, regulatory , risk, legal or compliance organizations in a financial ... of required outputs, liaison with relevant stakeholders, briefings to senior management and production of associated reporting. **Department Overview:** This… more
- Truist (Charlotte, NC)
- …for financial regulatory reports to ensure that Truist remains in compliance with federal, FDIC and state reporting requirements. 5. Ensure participation in the ... **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure… more