- Sunrise Senior Living (Winston Salem, NC)
- …exits, and in compliance with fire codes. **Quality Assurance and Regulatory Compliance ** + Demonstrate proficiency and understand the Quality Service Review ... **When you join Sunrise Senior Living, you will be able to use...and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to take… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Treasury Analyst for the Financial Resiliency team....and Resolution Plan narratives which will be submitted to Regulatory Agencies + Assist with financial forecasting for various… more
- SMBC (Charlotte, NC)
- …Provide written reports to management regarding project status, tasks, and issues/risks. + ** Regulatory Compliance :** Stay abreast of regulatory changes and ... The "Head of FCC Technology" at SMBC is a senior leadership role responsible for overseeing and managing the...strategy for FCC, ensuring alignment with the bank's overall compliance objectives, regulatory requirements and overall SMBC… more
- City National Bank (Raleigh, NC)
- …CFE, CAMS, Chartered Accountant) are favorable * A thorough understanding of regulatory and compliance policies and procedures. * Possess expert understanding ... *SR AUDIT MANAGER- OPERATIONAL RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and operating… more
- American Express (NC)
- …behavioral and transactional data to identify trends, potential risks or non- compliance with laws, regulatory requirements, and supervisory expectations + ... not expose the organization to new or unintended risks or lead to non- compliance with laws, regulatory requirements and supervisory expectations + Influence and… more
- American Express (Charlotte, NC)
- …to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory ... Express. The Technical Risk Management (TRM) team, within the Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks… more
- ITG Brands (NC)
- …developments and industry trends to inform risk management and corporate strategy. + ** Regulatory & Compliance Leadership** + Ensure compliance with evolving ... This role supports enterprise-wide initiatives by minimizing legal risk, ensuring compliance , and enabling innovation. Aligned with our challenger mindset, you will:… more
- WTW (Charlotte, NC)
- …Account Executive plays a critical role in shaping underwriting strategy, ensuring regulatory and financial compliance , and delivering timely, high-quality board ... oversight tailored to each client's unique risk profile. Reporting to senior leadership and working closely with clients, regulators, and service providers,… more
- Cardinal Health (Raleigh, NC)
- …collaborate with subject matter experts from other departments, especially the Legal, Regulatory Counsel and Compliance teams + Demonstrate knowledge of general ... and exercise sound judgment as to matters that require attention of Legal and Compliance Departments' senior leadership + Promote and ensure compliance with… more
- Universal Engineering Sciences (Pineville, NC)
- …project scopes, budgets, and schedules, overseeing technical execution, risk assessments, and regulatory compliance , to ensure they align with the business ... objectives set forth by senior management. The ideal candidate will have a strong...projects are completed on time, within budget, and in compliance with industry standards and regulatory requirements.… more