- Synchrony (Dallas, TX)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...and financial metrics while able to articulate findings to senior leaders in clear succinct message either through presentation,… more
- ERCOT (Austin, TX)
- …assists with ERCOT Board of Directors meetings. Provides support for ERCOT's regulatory compliance initiatives. **JOB DUTIES** + Understands the basic ... and submits monthly report aggregating details of projects to senior department leadership + Assists with maintenance and updates...submits responses to FERC + May assist with ERCOT's regulatory compliance initiatives + May act as… more
- Sumitomo Pharma (Austin, TX)
- …encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and ... a dynamic, highly motivated, and experienced individual for the position of **Director, Regulatory Advertising & Promotion** . The Director is part of the Global … more
- Chemours (Austin, TX)
- …Remediation, Environmental Center of Excellence, Corporate Sustainability, Corporate Product Regulatory Compliance , Corporate Toxicology and Risk Assessment, ... specific focus on issues to be decided by environmental regulatory agencies. + Interface regularly with Chemours' senior... regulatory agencies. + Interface regularly with Chemours' senior management and business leaders on US federal and… more
- Bank of America (Plano, TX)
- …to support a culture of risk identification, escalation and timely mitigation of compliance and operational risks. This senior position is focused on ... GT Risk and Regulatory Portfolio Executive - Business Control Executive Charlotte,...timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as external… more
- Charles Schwab (Westlake, TX)
- …member of our P&P function. + The ideal candidate will have a strong compliance or regulatory background, writing skills, be organized and detailed oriented, and ... environment. We are seeking a highly organized and results-oriented Senior Manager to join the Retail Supervision & Risk...or equivalent + 8 - 10+ years of supervision, compliance , audit, or regulatory risk management experience… more
- Charles Schwab (Westlake, TX)
- …policies, ensuring compliance at all times, and escalating issues to senior management as necessary. We work with internal and external partners on multiple ... including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and associated public… more
- Wells Fargo (Bee Cave, TX)
- …firms' requirements for supervision are in adherence with regulatory , compliance and legal requirements. The Senior Supervisory Control Specialist ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Charles Schwab (Westlake, TX)
- …audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team also shares responsibility for ... The Bank Enterprise team enterprise team is seeking a Senior Auditor ( Senior Specialist) responsible for Anti-Money...the purpose of providing an independent assessment of CSC's compliance with the regulatory requirements pertaining to… more
- Fujifilm (Austin, TX)
- …risks affecting the Medical Device businesses, including with respect to healthcare regulatory compliance , anti-kickback statutes, the False Claims Act, US ... HLUS' Medical Device businesses on substantive legal topics relevant to healthcare regulatory compliance , as assigned by Division General Counsel. + Contribute… more