- Molina Healthcare (Syracuse, NY)
- …practices to ensure adherence to and compliance with State and Federal regulatory guidelines. The Sr. Analyst develops and performs audits and oversight ... state and federal regulatory rules, contracts, and other guidance to assess compliance and support building regulatory compliance audit procedures. * At… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... mitigate the inherent risk of non- compliance with the SEC's Client Asset Protection rule (15c3-3),...to enhance the accuracy, efficiency, and transparency of the regulatory reporting process. + Assist the team during … more
- Liberty Utilities (Massena, NY)
- Senior Analyst , Regulatory Revenue Requirements Londonderry, NH, US, 03053Massena, NY, US, 13662 **Our purpose is sustaining energy and water for life, and ... it.** **Purpose** This position reports directly to the Manager of Rates and Regulatory Affairs and provides complex analytical work in support of regulatory … more
- TD Bank (New York, NY)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst **... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst -...Program with a primary focus on the CMS and Regulatory Lending Compliance . The Analyst will ... Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do...lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and… more
- Wellington (New York, NY)
- …that aligns our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private ... to candidates in Boston, New York and Chicago. The Senior Compliance Analyst will be...alignment with the firm's policies and procedures to ensure regulatory compliance and information integrity + Collaborate… more
- TD Bank (New York, NY)
- … regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- New York State Civil Service (Albany, NY)
- …Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational Category ... of Financial Services is seeking candidates for the position of Virtual Currency Senior Analyst , SG-23, in the Virtual Currency Unit within the Research… more
- Guardian Life (Albany, NY)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Datavant (Albany, NY)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance ... supporting the development, implementation, and continuous improvement of our compliance programs. This position requires a proactive, self-driven, detail-oriented… more