- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... Office), CPO (Chief Product Office), Budget, Enterprise Architecture, Planning & Compliance , and Information Security. Your Impact: Under the supervision of the… more
- MUFG (New York, NY)
- …opportunity analysis, including expected financial results and risk analysis for senior management and control functions + Support Project Finance deals and ... and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due… more
- TD Bank (New York, NY)
- …may vary depending on availability and individual circumstances._ **Job Profile Summary:** The Senior Compliance Governance & Operations Analyst provides a ... Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are...of non- compliance . + Works independently as the senior analyst /subject matter expert and may coach… more
- Citigroup (New York, NY)
- …action plans, promoting continuous improvement and timely closure of issues + Ensure compliance with all relevant regulatory requirements and internal policies + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- American Express (New York, NY)
- …and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring experience in data ... control effectiveness metrics. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk… more
- JPMorgan Chase (New York, NY)
- …mutual funds, ETFs, and SMAs), as well as the evolving industry and regulatory landscape. The role will require close interaction with our internal partners across ... Manager Solutions, Legal, Risk, Compliance , Operations, Bankers, and Investors. Externally, the role will...offerings and capabilities, in line with the firm's vision, regulatory changes, and the evolving industry landscape. + Represent… more
- Fujifilm (Albany, NY)
- …external audit requirements as needed + Adheres to the Company's quality and regulatory compliance requirements, without exception, and ensures that all job ... Overview** This position is intended to, under the direction of the Senior Director, Finance and Accounting, drive cash flow performance for FUJIFILM Healthcare… more
- Insight Global (New York, NY)
- …to create a seamless digital experience that meets customer expectations and regulatory requirements. You'll lead the execution of the digital banking strategy by ... communicate with customers, stakeholders, and social media outlets. Act as the senior point of contact for customer inquiries and internal escalations involving the… more
- SMBC (New York, NY)
- …sound management and maintenance of the program, working under the direction of senior member of the group. Primary role includes funding (issuing CP), managing CP ... coordinating reports to relevant third parties including investors, updating any regulatory and legal matter related to the industry. **Key Responsibilities** +… more
- Neuberger Berman (New York, NY)
- …In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's ... portfolio accounting and fund administration, counterparty risk, technology, and compliance . The candidate should be comfortable participating in meetings with… more