- TD Bank (New York, NY)
- …to automation and process improvement initiatives to enhance documentation workflows and regulatory compliance . + Prepare and deliver reporting on documentation ... system + Supports internal initiatives related to documentation, process automation, and regulatory compliance **Education & Experience:** + Law degree is… more
- MTA (New York, NY)
- …the review, monitoring and audit of all agency MTA -wide activities to ensure compliance with state and federal regulatory and policy requirements as they relate ... as staff summaries. Required Knowledge/Skills/Abilities: + Demonstrated ability to advise, counsel , and encourage senior level managers, executives and… more
- Warner Bros. Discovery (New York, NY)
- …enhancing the company's environmental and sustainability reporting capabilities, and ensuring compliance with emerging regulatory frameworks in the US and ... (eg, SASB, TCFD, GRI). + Prepare for and ensure compliance with new regulatory requirements. Qualifications &...real estate transactions. + Extensive experience advising Boards and senior leadership on SEC and Nasdaq compliance ,… more
- Sunrise Senior Living (Staten Island, NY)
- …cost associated with all Sunrise resident care programs. **Quality Assurance and Regulatory Compliance ** + Ensure that the community follows all federal, ... **When you join Sunrise Senior Living, you will be able to use... with Sunrise expectations for QA Audits and other regulatory compliance . + Partner with leadership team… more
- TD Bank (New York, NY)
- …**Depth & Scope:** + Negotiates a robust portfolio of capital markets regulatory agreements globally, ensuring regulatory compliance across specific ... a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation...TD Securities' new and existing client base to ensure regulatory compliance daily + Utilizes technology to… more
- M&T Bank (Getzville, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad...bank or its investors and work with in house counsel and management to determine if external counsel… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more
- MTA (New York, NY)
- …to ensure compliance with local, state and federal laws and regulatory requirements relating to nondiscrimination. The ACEOO position has sensitivity to, and ... Team and provides ad hoc reporting on (The Agency's) compliance statistics as it relates to equal opportunity. Daily...similar Civil Rights Program. + Demonstrated ability to advise, counsel , and encourage senior level managers, executives… more
- JPMorgan Chase (New York, NY)
- …essential guidance and oversight to ensure JP Morgan maintains high standards of regulatory compliance . By joining our collaborative team, you will gain broad ... controls + Update team leads and other internal decision-makers on regulatory compliance developments **Required Qualifications, Capabilities, and Skills:** +… more
- Citigroup (New York, NY)
- …years relevant leveraged lending underwriting experience. Prior experience working in a regulatory and compliance policy environment + Proven analytical skills ... Lending Portfolio. Key Responsibilities: + Work with Analysts, Associates and Senior Underwriters to oversee and provide critical support and leadership across… more