- Neuberger Berman (New York, NY)
- …to provide advice, support and research on a broad variety of legal, regulatory and general corporate matters for their institutional asset management business. The ... equity fundraising and investing. The position will report to the General Counsel covering the business. This is an exceptional opportunity for a well-rounded… more
- Warner Bros. Discovery (New York, NY)
- …you are celebrated, here you can thrive. **Your New Role** We are seeking a Senior Counsel , Legal to provide transactional support and legal guidance on all ... and advise on intellectual property and right of publicity concerns, regulatory compliance , and data issues. + Partner with internal stakeholders, including… more
- Mastercard (New York, NY)
- …strategic initiative and will report to the Senior Managing Counsel , Regulatory . The ideal candidate is a compliance champion and proven leader with deep ... and governments realize their greatest potential._ **Title and Summary** Director, Regulatory Compliance Overview Mastercard is a technology company in… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Senior Lending Compliance Analyst - Remote...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- TD Bank (New York, NY)
- …in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business ... **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and...compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective… more
- City of New York (New York, NY)
- …enforcement efforts. Additionally, you will assist the Assistant Commissioner and other senior staff with agency reporting requirements on compliance cases ... history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Senior Vice President, Anti-Corruption Bribery and Region Compliance Lead ... and procedures to that effect. The role of the Senior Vice President, Anti-Corruption and Region Lead is to...continue to meet the seven elements of an effective compliance program, by meeting evolving legal and regulatory… more
- Deloitte (Williamsville, NY)
- …benefit plans. You will oversee the work of a Manager and a Senior Specialist, coordinate with various internal and external stakeholder groups, and report to ... the Senior Manager, Wealth Accumulation Leader. Recruiting for this role...retirement plan operations and projects designed to comply with regulatory requirements, plan provisions, and legislative changes. + Identify… more
- University of Rochester (Rochester, NY)
- …with a close working relationship with the Senior Vice President and General Counsel , the Chief Compliance Officer of the Medical Center, the Director of ... senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks...Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical… more