- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE, IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City National ... to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations.The role will support corporate… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + **Financial & Management ... escalate issues where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls,… more
- Wells Fargo (Tarrytown, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... will participate in the Branch Banking Licensed Banker licensing program as a Senior Branch Premier Banker...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
- Wells Fargo (New York, NY)
- …crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk. The ... exceed the risk tolerance of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New York, NY. **Job Role and Responsibility:**… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) ... responsible for working on the development, implementation and coordination of the Monitoring program , as well as aspects of compliance test execution that… more
- TD Bank (New York, NY)
- …controls + Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- New York State Civil Service (Albany, NY)
- NY HELP Yes Agency Financial Services, Department of Title Senior Attorney, SG-25 (Various Units) Occupational Category Legal Salary Grade 25 Bargaining Unit PS&T - ... system.The Department of Financial Services is seeking candidates for the position of Senior Attorney in multiple business units. Duties include, but are not limited… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... commensurate with the business unit's risk appetite and all risk and compliance program requirements. **Required Qualifications:** + 4+ years of Administrative… more
- New York State Civil Service (Albany, NY)
- …Yes Agency Parks, Recreation & Historic Preservation, Office of Title Senior Attorney/Assistant Attorney 1/2/3 (NY HELPS) Occupational Category Legal Salary Grade ... Recreation and Historic Preservation (State Parks) is seeking two Senior Attorneys to join its small and collaborative team...State Parks programs and administrative support divisions. State Parks' program and divisions are as varied as its many… more
- Shinda Management Corporation (Queens Village, NY)
- …provide responses to applicant's complaints, inquiries, and concerns. + Maintain active regulatory program compliance and management coordination with site ... Senior Manager of Admin Services About the Organization...+ Ensure new and renewal leases are followed in compliance with latest regulatory , insurance and best… more