- SMBC (New York, NY)
- …regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member ... portfolio of benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations team to implement… more
- Bausch + Lomb (Albany, NY)
- …reporting, administrative documentation, due diligence, market expansion, labeling content, regulatory compliance , regulatory intelligence and change ... to product development teams and give guidance on potential regulatory compliance issues + Point of contact...a 401(k) plan and company match, a tuition reimbursement program (select degrees), company holidays, and well-being benefits, among… more
- New York Power Authority (White Plains, NY)
- …applicable OSHA, EPA, DOT, State, and Local Regulations. This position manages the EHS Regulatory Compliance Program ensuring that all regulatory ... EHS Regulatory & Compliance Program ...project and escalates issues as appropriate, recommending solutions to senior members. + Effectively communicate key project findings and… more
- TD Bank (New York, NY)
- …the Company and supports the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities ... to detail and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory compliance functions for… more
- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group. The Compliance Regulatory Initiatives Team is a newly created ... team within US Wholesale Compliance focused on remediation and program development...**Key Responsibilities:** + Draft and maintain comprehensive suite of regulatory Compliance policies and procedures + Coordinate… more
- TD Bank (New York, NY)
- …This VP Compliance role will be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The Compliance ... Team is a newly created team within US Wholesale Compliance focused on remediation and program development...required documentation to effectively report on the status of Compliance training initiatives to senior management, relevant… more
- TD Bank (New York, NY)
- … regulatory risk. **Key Responsibilities:** + Design and implement a robust regulatory inquiries program that includes: + leading response to regulatory ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …and summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Experience with regulatory bodies like ... a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program -… more
- TD Bank (New York, NY)
- …standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible… more
- TD Bank (New York, NY)
- …procedures in coordination with management in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...Senior Manager** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead… more