- TD Bank (New York, NY)
- …the inner workings of regulatory programs + Programmatic knowledge of an effective compliance management program + CRCM a plus + Experience with CFPB and OCC ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Manager **-** Compliance … more
- TD Bank (New York, NY)
- …summarize relevant regulatory expectations, laws, regulations and impacts to Compliance Program elements** + **Skill in using computer applications including ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...**U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager, Compliance Program : Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior ... is responsible for overseeing and implementing the organization's compliance program to ensure adherence to federal,...ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Senior Lending Compliance Analyst - Remote...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors,… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- RGP (New York, NY)
- …of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts ... Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic...401(k) savings plan, Employee Stock Purchase plan, Professional development program , __ days of Paid Time Off per year,… more
- City National Bank (New York, NY)
- … - Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area ... * COMPLIANCE OFFICER SENIOR * WHAT IS THE...and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters… more
- Highmark Health (Albany, NY)
- …SUMMARY** This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or… more