- Bloomberg (New York, NY)
- …Technology partners, in delivering a Compliance Risk Management Program ( Program ) and contributing to key regulatory initiatives. The role focuses on ... giving back to our communities as evidenced by our award-winning pro bono program . The Global Compliance team provides coverage of Bloomberg's regulated entities… more
- Citigroup (New York, NY)
- …from an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... and clear communications to regulators. **Key Responsibilities:** + Manage complex regulatory exams that require significant program management across risk… more
- Citigroup (New York, NY)
- …and Finance, and the Chief Accounting Officer. + Bi-weekly engagement with senior leadership: Present program updates and address governance-related matters with ... to build and maintain strong relationships with stakeholders at all levels, including senior management and regulatory bodies. + **Risk Management Expertise** :… more
- American Express (New York, NY)
- …will work closely with Control Management, the 2nd line of defense, Audit, and Regulatory exam managers to represent ECMX and coordinate the efforts of ECMX process ... and completing action plans against findings. + Provide strategic direction to senior management on process risk issues and mitigation strategies + Support the… more
- TD Bank (New York, NY)
- …meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance Program and provide guidance on Trading Desk Policies. + ... issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision...manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front… more
- Mizuho Corporate Bank (New York, NY)
- …The AVP will also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will ... impact on the organization, and implementing necessary changes to ensure ongoing compliance . SummaryThe Regulatory Relations Team is seeking an Assistant Vice… more
- TD Bank (New York, NY)
- …and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Senior Analyst supports Volcker Program Governance across TD Securities ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and...strategies across the Program . + Support Volcker program in preparing for internal / regulatory … more
- CIBC (New York, NY)
- …all aspects of regulatory reporting for the bank's US operations. This senior leadership role ensures that the bank complies with all applicable US regulatory ... to regulatory reporting. **Risk Management & Governance** + Monitor regulatory developments and proactively address potential compliance gaps. + Ensure… more
- US Bank (New York, NY)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- Oura (New York, NY)
- …how we show up for each other and our community every day. We are looking for a Senior Program Manager to join the team to help us ensure we are compliant with ... regulatory documents (510(k), PMA, CE Mark, etc.) with Regulatory Affairs and QAC + Monitor program ...understand and articulate the need for diligence in ensuring regulatory and standards compliance + Strong organizational,… more