- NASCO (Raleigh, NC)
- **Overview** The Senior Corporate Counsel, Compliance & Commercial operates under general direction and is responsible for providing legal and regulatory ... + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance ...and a day off for volunteering + Employee Assistance Program + Wellness program - earn insurance… more
- US Bank (Charlotte, NC)
- …modeling or model validation experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that ... . Able to read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This role offers a… more
- Coinbase (Charlotte, NC)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance Operations at Coinbase, you'll lead the charge ... work to the highest quality standards and in full compliance with our regulatory obligations. In this...operational OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management, and other operational… more
- Deloitte (Raleigh, NC)
- Are you a process-oriented thinker with experience in international tax compliance ? Do phrases like "best practices," "leading edge technology," and "maximum ... efficiency" peak your interest? Do you enjoy providing international compliance and process improvement advice to US and foreign...International Tax practice. What you'll do As a Tax Senior , you will work within an engagement team and… more
- Datavant (Raleigh, NC)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... supporting the development, implementation, and continuous improvement of our compliance programs. This position requires a proactive, self-driven, detail-oriented… more
- Guardian Life (Raleigh, NC)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- US Bank (Charlotte, NC)
- …Finance group as well as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, ... Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal...stakeholders + Ability to work across business lines at senior levels to influence and effect change to achieve… more
- Ally (Raleigh, NC)
- …blog at ally.tech Are you a strategic thinker with a passion for cybersecurity, regulatory compliance , and executive engagement? Ally is looking for a dynamic ... In this high-impact role, you'll shape the future of regulatory oversight across Ally Technology, working at the intersection...innovation, risk, and resilience with exposure to the most senior leaders of Ally. At this time, Ally will… more
- TD Bank (Charlotte, NC)
- … with these Program requirements and to escalate instances of non- compliance . + Works independently as the senior analyst/subject matter expert and ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional… more
- City National Bank (Charlotte, NC)
- …& Governance in the GRC Office and will be responsible for reviewing regulatory communications concerning remediation within the GRC program and ensuring the ... regulatory trends that may impact their relevant business operations from a compliance perspective; actively monitor and report on regulatory developments and… more