- TD Bank (Charlotte, NC)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (Charlotte, NC)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... and enhance the effectiveness of financial controls, ensuring accuracy, compliance , and risk mitigation across the bank's financial reporting...parties + Serves as a source of advice to senior management in field of specialty; may lead team(s)… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Risk Analytics Consultant to support the execution...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Wells Fargo (Burlington, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... will participate in the Branch Banking Licensed Banker licensing program as a Senior Branch Premier Banker...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Citigroup (Charlotte, NC)
- The Finance Solutions Sr. Program Manager is accountable for management of complex/critical/large professional disciplinary areas. Leads and directs a team of ... communication skills required in order to negotiate internally, often at a senior level. Some external communication may be necessary. Accountable for the end… more
- Regions Bank (Charlotte, NC)
- …+ Creates and refines operational processes and systems to ensure effective regulatory and audit compliance + Applies interdisciplinary, collaborative approach ... the system. **Job Description:** At Regions, the Software Engineer Senior Manager manages two or more large departments within...or enterprise SaaS domains, with a strong understanding of regulatory and compliance frameworks + Passion for… more
- TD Bank (Charlotte, NC)
- …controls + Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- Lilly (Durham, NC)
- …determined to make life better for people around the world. **Responsibilities** The Senior Director, Global Process Owner for Quality Risk Management, as a leader ... manufacturing facilities, external supplier organization, marketing affiliate quality operations, regulatory , research and development and other functions to educate… more
- Ally (Raleigh, NC)
- …stress scenarios. * Prepare presentation materials to communicate Ally's actual and forecasted regulatory capital position to senior management and the Board of ... shouldn't your opportunities be, too? **The Opportunity** We are seeking a Senior Analyst - Treasury to support Corporate Treasury's function for Capital Management… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk and other matters + Empowered to make prudent professional recommendations - in ... for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the… more