- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward strategic… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall … more
- University of Rochester (Rochester, NY)
- …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... status, audit results, risk assessments, and other relevant documentation to senior leadership and regulatory agencies. + **Subcontractor Compliance** :… more
- Equitable (New York, NY)
- …with colleagues across the company. * A proven track record of providing sound counsel and strategic direction to senior leadership and stakeholders. * Ability ... corporate goals. Your role is pivotal in crafting and executing legal, regulatory , and policy initiatives that propel Equitable's interests forward. This individual… more
- M&T Bank (Buffalo, NY)
- …with members of the Legal Department to support the Associate General Counsel responsible for overseeing legal support for the Residential Mortgage Division. In ... against M&T's Residential Mortgage Division + Work with and oversee outside counsel retained to provide assistance to M&T's Residential Mortgage Division + Partner… more
- Gateway Hudson Valley (Kingston, NY)
- …of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities ... date and properly documented and stored per agency and regulatory policy and procedure. This includes but is not...Consults. + Report concerns to the Residential Manager or Senior Counselor. + Monitor daily medication administration as assigned… more
- TD Bank (New York, NY)
- …a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance ... on regulatory compliance, close partnership with business and legal, and...teams also act as the primary contact providing ongoing counsel and support on Anti-Money Laundering (AML) and Anti-Terrorist… more
- M&T Bank (Getzville, NY)
- …the foreclosure process. Assemble and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc reports as ... bank or its investors and work with in house counsel and management to determine if external counsel...M&T. + Request checks for disbursement of bid deposit, senior lien payoff and settlements. + Adhere to applicable… more
- KeyBank (Buffalo, NY)
- …and procedure standards. + Effectively and professionally interact with management, regulatory agency personnel, internal legal counsel , internal risk review ... key risk indicators, reporting, policy and procedure development. The senior officer will be required to perform oversight activities...that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk levels that… more
- TD Bank (New York, NY)
- …compelling business context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and guides others ... strategic direction of the function and provide advice to senior leadership + Skill in mentoring, coaching and performance...voice and enhance the brand + Provides strategic media counsel support and acts as a bank spokesperson when… more