- KeyBank (Charlotte, NC)
- …documentation + Coordinate underwriting and closing process with client, internal partners, counsel , etc. with a focus on client experience + Partner effectively ... skills. + Understanding of Community Reinvestment Act and other related regulatory and community impact programs. Preferred Qualifications + 5-10 years' experience… more
- Lowe's (Mooresville, NC)
- …tasks on a highly independent basis, with minimal to some direction from supervising Senior Counsel or Assistant General Counsel + Performs stretch ... including e-discovery, by coordinating with internal stakeholders and outside counsel to ensure, efficient, defensible, and cost-effective processes for… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward strategic… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering advice and ... colleagues dedicated to setting new industry standards. TD Bank is seeking a ** Senior Analyst for Compliance Strategy and Operations (S&O)** to support the overall … more
- Truist (Charlotte, NC)
- …other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide counsel to these constituencies to communicate ... Directors, Operating Council, the BU CFO organization, external auditors, and regulatory agencies **ESSENTIAL DUTIES AND RESPONSIBILITIES** Following is a summary of… more
- First Horizon Bank (Charlotte, NC)
- …opinions. + Present challenge results to Third Party Risk Committee and senior leadership. + Maintain detailed documentation of the results, activities and outcomes. ... for the review and challenge function. + Ensure compliance with regulatory guidance and internal policy requirements. **Process Improvement & Framework Development**… more
- City National Bank (Raleigh, NC)
- …(eg FRBNY, OCC) and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination of ... continuous monitoring, coordination of IA responses to US regulatory examinations, and the verification of regulatory issues. WHAT WILL YOU DO? * Develop the… more
- First Horizon Bank (Raleigh, NC)
- …according to policies and procedures, and provide comments regarding the documents to bank counsel and the Line of Business as needed. + Work with bank counsel ... control measures for the Bank. + Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal...that the credit remains in compliance with Bank and regulatory policies. + Provide documentation to Loan Operations to… more
- Truist (Charlotte, NC)
- …**Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- First Horizon Bank (Charlotte, NC)
- …align with regulatory expectations and best practices. + Collaborate with senior audit management to scope and design annual audit plans that reflect material ... understand and identify the full range of risks related to processes, regulatory compliance, organization, policy, and technology; + evaluate control design adequacy… more