- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Senior Manager, Data Architecture (Financial Services Specialist 4 (Risk), SG-27) Occupational Category ... with goals.* Ensures integration with existing systems and workflows.* Offers guidance on best practices for data modeling and architecture.* Advanced Analytics… more
- Mount Sinai Health System (New York, NY)
- …Prioritize resources and allocate tasks to ensure timelines and objectives are met. ** Regulatory Compliance and Quality Assurance :** + Ensure all trials adhere ... coordinating all aspects of trial management, ensuring compliance with regulatory requirements, and facilitating collaboration among multidisciplinary teams to meet… more
- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- KeyBank (Amherst, NY)
- …line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating Key's ... to evaluate the adequacy of Key's operations and compliance with regulatory requirements. Individuals work both autonomously on assignments and in collaboration… more
- City of New York (New York, NY)
- …DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement ... Monitoring Office (VMO). The Office of Audit and Quality Assurance (OAQA) ensures that FIA programs such as Food...they adhere to best practices, comply with legal and regulatory requirements and adhere to all relevant policies. OAQA… more
- CUNY (New York, NY)
- …assurance , internal audits, and stakeholder training initiatives. + Provides expert-level regulatory and ethical guidance to researchers, students, and staff; ... also seeks to enhance the recruitment and retention of senior leadership, faculty, and staff to more closely reflect...but are not limited to the following: + Oversees regulatory compliance across multiple domains, including the Human Subjects… more
- M&T Bank (Buffalo, NY)
- …Division's methodology and professional standards. Complete work within the established timeframes with guidance by a Lead Auditor or Manager. + As part of audit ... and controls within the process, design and execute effective testing approach with guidance by a Lead Auditor or Manager. + Conduct effective root cause analysis… more
- KeyBank (Amherst, NY)
- …Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating ... of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in… more
- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ... business units to manage their regulatory risk. **Key Responsibilities:** + Assist with the development,...and evidence organization and record retention. + Conduct quality assurance of MAs against the enterprise standards and help… more
- JPMorgan Chase (New York, NY)
- …risk excellence and control mitigation to manage continuous changes in the regulatory landscape. As a Vice President on the Equities Business Control Management ... team, you will provide essential guidance and oversight to ensure JP Morgan maintains high...oversight to ensure JP Morgan maintains high standards of regulatory compliance. By joining our collaborative team, you will… more