- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- American Express (New York, NY)
- …process enterprise-wide. + Maintain and enhance the CRA methodology, incorporating regulatory guidance , industry standards, and evolving risk trends. + ... business units, and other risk functions to provide oversight, challenge, and guidance , ensuring that regulatory compliance and risk management processes are… more
- TD Bank (New York, NY)
- …proactive strategies, tactics, policies, and programs to effectively manage regulatory /compliance issues + Provides insight, guidance , and recommendations ... activity of concern, in compliance with KYC policy and regulatory requirements. The team engages with the 1st line...the outcomes of EDD reviews, management of issues, and guidance related to high-risk customer types and associated activity.… more
- New York State Civil Service (Albany, NY)
- …analysis and interpretation of environmental data and technical information to advise senior research staff on emerging regulatory requirements, implications of ... interpretation, and preparation of reports, papers, and publications on emerging regulatory requirements and to support DOW permitting programs. The candidate is… more
- Bausch + Lomb (Albany, NY)
- …B&L departments (eg, R&D/Project Management, Clinical/Medical Affairs, Biometrics, Regulatory Affairs, Quality Assurance , Pharmacovigilance/GPSS and Drug/Device ... completion of clinical studies according to applicable regulations and guidance , ICH and GCP, and Bausch & Lomb SOPs...are being met and provide the operations director and/or senior management with timely updates on progress and changes… more
- CIBC (New York, NY)
- …Ability to evaluate complex regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage ... and Operations) to collaborate on control issues; + US Legal to seek interpretive guidance on technical regulatory requirements; and + US regulators and CIBC… more
- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance , opinions, direction, and ... Compliance in all areas that may impact Volcker compliance; including assistance in Assurance , Audits and/or Regulatory Exams. + Support the Group's RC strategy… more
- Sunrise Senior Living (Mount Vernon, NY)
- …relations and recognition, communication, family services, resident well-being, quality assurance , and regulatory compliance. Additionally, a key component ... **When you join Sunrise Senior Living, you will be able to use...a declining trend that is below company average. **Quality Assurance and Regulatory Compliance** + Strive for… more
- Highmark Health (Buffalo, NY)
- …and assists with the review and interpretation of less-complex authoritative guidance . + Delivers risk assessments to internal and external contacts.Assists with ... stratification of engagement risks, and assists with the development of assurance plans (eg, on-site audit, contract review, financials assessment, purchasing data… more
- Constellation (Ontario, NY)
- …activities. **PRIMARY DUTIES AND ACCOUNTABILITIES** + Responsible for providing technical guidance in assigned programs. Provides regulatory support for all ... much more. This Engineering role can be filled at the Entry, Mid-level or Senior Engineer level. Please see minimum qualifications list below for each level Expected… more