- TD Bank (New York, NY)
- …under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the effectiveness of Compliance controls recommending ... activities. Ensuring compliance with all internal governance documents and regulatory requirements.** **Establish and maintain comprehensive reporting and governance… more
- Gateway Hudson Valley (Kingston, NY)
- …or Senior Counselor. + As assigned by the Residential Manager or Senior Counselor, complete Quality Assurance file checks to ensure needed documentation is ... treatment of residents in accordance with Gateway's goals and certifying/ regulatory bodies including OMH/OPWDD/HUD. ESSENTIAL RESPONSIBILITIES Direct Service Responsibilities… more
- TD Bank (New York, NY)
- …to the Senior Manager, contributing to the team's roadmap, quality assurance efforts, and alignment with regulatory expectations.** + **Participate in ... We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- KeyBank (NY)
- …on topics above, the Senior Compliance Officer - SPRT role will provide guidance , Compliance oversight, and Quality Assurance reviews on SAR filings on the ... 4910 Tiedeman Road, Brooklyn Ohio **About the Job** The Senior Compliance Officer - Special Projects Review Team (SPRT)...crimes, and OFAC / Sanctions / Export Controls, (2) regulatory expectations, and (3) law enforcement needs. **Essential Job… more
- M&T Bank (Buffalo, NY)
- …Division's methodology and professional standards. Complete work within the established timeframes with guidance by a Lead Auditor or Manager. + As part of audit ... and controls within the process, design and execute effective testing approach with guidance by a Lead Auditor or Manager. + Conduct effective root cause analysis… more
- KeyBank (Amherst, NY)
- …Key's second-line-of-defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the responsibility for evaluating ... of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on assignments and in… more
- TD Bank (New York, NY)
- …VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting ... business units to manage their regulatory risk. **Key Responsibilities:** + Assist with the development,...and evidence organization and record retention. + Conduct quality assurance of MAs against the enterprise standards and help… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible ... complements that of the Global Quality function. The leader shall provide guidance , strategic direction, and leadership to the Global Quality function with… more
- MTA (New York, NY)
- …business units to help improve the information security posture + Provides technical guidance to project managers and senior leadership on cybersecurity and ... our applications are resilient against cyber threats, comply with industry and regulatory standards, and support our business objectives by mitigating risk, reducing… more