- The Cigna Group (Tampa, FL)
- **The Workers' Compensation Regulatory Affairs Senior Advisor will monitor legislative and regulatory activities and create internal/external ... and clients are well informed of potential or enacted/adopted public policy changes impacting MyMatrixx. This role will also support legislative/ regulatory… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... Serve as a trusted business partner to our Financial Advisor teams by providing expertise with financial services related...for Outside Brokerage Accounts to ensure compliance with firm policy and regulatory rules (eg, FINRA 3210).… more
- Citigroup (Miami, FL)
- The Senior Wealth Advisor SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home...leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Reviews requests for Outside Business Activities to ensure compliance with firm policy and regulatory rules. * Interfaces with specific business platform ... and regulations of the Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies; and/or… more
- Bank of America (Jacksonville, FL)
- …Specialist II, Lending Client Associate, Lending Client Support Manager, Lending Specialist, Senior Banker, Business Solutions Advisor or Financial Solutions ... Credit Solutions Advisor - Hodges Boulevard Financial Center Jacksonville, Florida...ethics and is thorough and thoughtful in incorporating relevant regulatory due diligence as well as complying with all… more
- Citigroup (Tampa, FL)
- The Internal Audit Learning, Development, and Engagement team seeks a **Learning Advisor -** **Skills and Data Insight Lead** to advance the skills and capabilities ... audit skills through data-driven insights and strategic stakeholder engagement. The **Learning Advisor -** **Skills and Data Insight Lead** reports to the Senior… more
- First Horizon Bank (Miami Lakes, FL)
- …+ understand and identify the full range of risks related to processes, regulatory compliance, organization, policy , and technology; + evaluate control design ... align with regulatory expectations and best practices. + Collaborate with senior audit management to scope and design annual audit plans that reflect material… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …month in our **St. Petersburg, FL** Corporate Office. The Manager of New Advisor Transitions Management is a strategic leadership role responsible for overseeing the ... : + Oversee an operational area with guidance from senior colleagues. Could involve responsibility for development or delivery... colleagues. + Develop procedures and interpret and apply policy for area of expertise to achieve specified outputs,… more
- Citigroup (Jacksonville, FL)
- …opportunities to segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, Digital ... The Wealth Solutions Advisor SAFE Act position is a developing professional...etc.) + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML… more
- First Horizon Bank (Starke, FL)
- …within the company's footprint. **Summary** The Treasury Management (TM) Risk and Controls Advisor as a first line of defense role that is responsible for executing ... of defense procedures that align with risk program and policy requirements. + Provide ongoing risk guidance, education and...line of business management and Risk. + Engage in regulatory inquiries, exams and internal audits including preparation of… more