- TD Bank (Charlotte, NC)
- …Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and meaningful ... standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as… more
- USAA (Charlotte, NC)
- …consistent with policy and the Risk Appetite. + Partners with senior risk executives in managing overall risk appetite to include the identification and ... this position _** The successful candidate will serve as a key advisor responsible for recognizing and reporting Information Technology (IT) and Information Security… more
- Wells Fargo (Charlotte, NC)
- … regulatory readiness, and client-centric solutions. Focus areas include advisor tools, digital platform optimization, and emerging technologies like artificial ... strategic projects, mentorship, and coaching while gaining exposure to senior leaders. Analyst responsibilities may include investment management, financial… more
- Truist (Charlotte, NC)
- …Business Unit. Present risk aggregation, key risks and emerging risks to senior Business Unit Leadership. Identify and opine on remediation to address weaknesses ... support and oversight for change activities (both business and regulatory change). + Provide oversight and support for open...action plans and work with business partners and GCO advisor team to successfully implement and document remediation. +… more
- Bank of America (Charlotte, NC)
- …compliance and operational risk practices consistent with applicable laws, rules, regulations, and regulatory guidance. The GFC Lead serves as a trusted advisor ... Laundering laws, rules and regulations and the Global Financial Crimes Policy and Standards.This individual will be responsible for evaluating and communicating… more
- BD (Becton, Dickinson and Company) (Durham, NC)
- …enabling innovation across our global portfolio. You will serve as a trusted advisor to senior R&D leaders and cross-functional teams, delivering insightful ... us. We are seeking a dynamic and strategically minded ** Senior Finance Manager, R&D and Innovation** to support our...Partnership & Financial Leadership + Act as a trusted advisor to Global R&D and Innovation leadership, providing financial… more
- Wells Fargo (Charlotte, NC)
- …+ Develop robust documentation of the PLA oversight process + Act as an advisor to senior leadership to develop or influence analytical strategies for highly ... P&L + Review and escalate Volcker Management Triggers (VMTs) in accordance with policy + Provide credible challenge and sign-off on attribution components prior to… more
- City National Bank (Charlotte, NC)
- …* 15+ years of progressive experience managing cross function initiatives to drive policy , regulatory , and business change in complex organizations. * A strong ... relevant use cases for GRM. * Works with various regulatory support functions for continuous monitoring and exam management,...oversight of AI strategy. * Act as a trusted advisor and an effective challenger to business leaders on… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …foster a positive workplace culture and ensure legal compliance. + **Serve as a senior advisor ** and liaison to HR Business Partners and leadership on complex ... fair, and legally compliant workplace. The role also serves as a trusted advisor to senior leadership, Human Resources Business Partners (HRBPs), and managers,… more
- Huntington National Bank (Charlotte, NC)
- Description The Regional Banking Business Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Regional Bank, ... working with a team of experienced risk professionals, and partnering with senior leaders to ensure effective risk governance, credit oversight, regulatory … more
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