- TD Bank (New York, NY)
- …Description:** Preferred Qualifications: Short Term Assignment The TD Securities US Regulatory Management & Remediation team is responsible for the planning, ... execution and delivery of key regulatory initiatives for our US Wholesale business, building foundational...remediation approach and execution. The team partners closely with senior leaders across TDS, Risk, Legal, HR, Compliance and… more
- TD Bank (New York, NY)
- …business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced project management skills ... be a key member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group. The...report on the status of Compliance training initiatives to senior management, relevant boards and external stakeholders. + Participate… more
- BlackRock (New York, NY)
- …often span people, process, technology and product. We also work with senior technology, investment and business management partners to define and lead platform ... span people, process, technology, and product. The team also works with senior technology, investment, and business management partners to define and manage platform… more
- TD Bank (New York, NY)
- …accountable for establishing the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance. ... advise or coordinate with key stakeholders on day to day supervision, regulatory or business conduct matters requiring escalation, working in close coordination with… more
- American Express (New York, NY)
- …experience. The ideal candidate will have a proven ability to lead project delivery end-to-end with exceptional problem-solving and collaboration skills. They will ... to the Exposure product journey + Ensure operational soundness and regulatory compliance across existing customer journeys, functionality, and processes + Partner… more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial- Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America, we are… more
- Wells Fargo (New York, NY)
- …across all levels of reporting; * Advanced knowledge of Financial Conduct Authority Senior Manager Regime; * Expertise with legal entity structures within US ... and senior management across strategic planning, investment planning and project delivery, risk management program execution, space and facilities planning and… more
- Bank of America (New York, NY)
- …tools and methodologies for capital calculation, and ad-hoc analytical reporting to senior management and regulatory agencies. Success requires understanding of ... Senior Finance Analyst - Capital Management New York,...**Team Specific Job Description:** The primary responsibilities of the Regulatory Capital Reporting and Consolidation (RCRC) team within Enterprise… more
- IQVIA (New York, NY)
- …+ Participate in pricing discussions across customer account. + Serve as Project Manager for single service DM projects, including financial tracking, ... and vision to the team in the areas of project planning, execution, and close-out; financial management; communications; and...of Data Team Lead (DTL), Program Lead, Customer Site Manager , and/or a leadership role in a specific CDM… more
- Bank of America (New York, NY)
- …scale projects in a financial services environment + Strong knowledge of project management methodologies + Deep understanding of regulatory requirements and ... Senior Delivery Lead - Technology - NFRR New...delivery of which will necessitate strong leadership, communication and project management skills. A qualified candidate should possess a… more
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