- TD Bank (New York, NY)
- …oversight through management of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related ... We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- …on regulatory requirements and assisting business units to manage their regulatory risk. **Key Responsibilities:** + Reporting : With the Head of Surveillance ... Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global Compliance… more
- TD Bank (New York, NY)
- …(eg, balance sheet and forecasts, cash flow output, capital and liquidity reporting , risk models, etc.)** ** Regulatory reporting constructs** **Nice ... and recommend strategies to: + Facilitate improved balance sheet management, financial forecasting, understanding of segment/product profitability, etc. The team is… more
- University of Rochester (Rochester, NY)
- …including programs to address anti-corruption, research ethics, privacy laws, and financial aid compliance. Compliance Investigations and Reporting : + Oversee ... for Academic and Central Administration (CCE) serves as a senior leader and key member of the University's executive...students, faculty, and contractors, understand and adhere to legal, regulatory , and ethical standards. The CCE will build and… more
- Bank of America (New York, NY)
- …policies and standards, regulatory engagement, incidents management and analysis and overall reporting of data health across GRM on behalf of the DSME. This role ... DSM function's day-to-day operations, including planning and managing DSM initiatives, senior leadership communication and reporting , team management and… more
- BMO Financial Group (New York, NY)
- …ensure quality of execution. + Manages the review and sign-off process for relevant regulatory reporting . + Leads and integrates the monitoring, measurement & ... decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on...+ Coordinates and monitors the review and sign-off of regulatory reporting and attestations. + Operates at… more
- Mizuho Corporate Bank (New York, NY)
- …their regulatory considerations. + Experience in improving model risk reporting processes and dashboards. Work Environment: This pivotal role offers the ... 250 models and an evolving framework closely aligned with SR 11-07, this senior leader will ensure the integrity, compliance, and effective management of all models.… more
- Heritage Financial Credit Union (Middletown, NY)
- …state agencies (eg, NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where appropriate, translate those changes ... of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance, preferably within a financial institution or credit union. +… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... entities and systems to assure TDS positions are reported on time. + ** Reporting :** With the Global Head and key stakeholders: assist with leading oversight… more
- TD Bank (New York, NY)
- …the business, proactively managing regulatory change and providing trusted and reliable reporting , advice and opinion to senior leadership and the Board on ... training and reporting , as required.** **Compliance Business Oversight Manager** ** Reporting to the Senior Manager, the Compliance Business Oversight Manager… more