- Citigroup (New York, NY)
- …sensitivity analysis, reviewing macroeconomic scenarios and indicators, the preparation of senior management reporting information and periodic reporting ... risk is managed effectively across all portfolios, protecting the company's financial stability and reputation while supporting the overall business strategy.… more
- University of Rochester (Rochester, NY)
- …implementing, and monitoring compliance programs that meet all applicable legal, regulatory , and contractual obligations, while also advising senior leadership ... : Identify, assess, and address compliance risks, providing recommendations to senior management to mitigate legal, financial , and reputational risks.… more
- Tradeweb (New York, NY)
- …testing oversight, regulatory risk assessments, risk metric development, and governance reporting . The role reports into the Global Head of ERM and maintains ... Support the US ERM Lead in the delivery of regionally aligned risk metrics, regulatory reviews, and integrated reporting initiatives. + Contribute to global ERM… more
- SMBC (New York, NY)
- SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, ... 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of...group within SMBC Nikko Securities Inc. serves as a regulatory advisory function to the President and is responsible… more
- American Express (New York, NY)
- …within financial services. + Deep understanding of compliance risk, regulatory frameworks (eg, OCC, CFPB, FRB), risk management principles, and financial ... for the Compliance Risk Management framework at American Express, a leading financial services institution. This individual will be responsible for ensuring that our… more
- TD Bank (New York, NY)
- …payments, ensuring business practices align with applicable federal and state regulatory requirements. The position requires strong regulatory knowledge, issue ... Provide oversight and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... support for enterprise business strategies and initiatives including Board committee reporting . This role has a significant degree of responsibility and authority.… more
- TD Bank (New York, NY)
- … financial institutions' operational, financial , sales and trading, and regulatory reporting activities and their obligations to applicable rules and ... more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to...regulations. + Working knowledge of financial industry regulatory landscape. + Excellent interpersonal,… more
- Citigroup (New York, NY)
- …testing. This role is vital to the company's operations, helping to uphold financial stability, manage potential risks, and ensure regulatory compliance, which ... date of hire. **Most Relevant Skills** Analytical Thinking, Credible Challenge, Financial Analysis, Governance, Issue Management, Management Reporting , Policy… more
- Raymond James Financial, Inc. (New York, NY)
- …risk data across systems to ensure accuracy and completeness. + Support regulatory and internal reporting requirements, including CCAR, Basel, Market Risk ... **Job Summary** The Senior Manager, Market Risk Manager will play a...play a key role in the independent oversight and reporting of market risk exposures across Fixed Income, Structured… more