- TD Bank (New York, NY)
- …jurisdictions. Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... of enterprise projects / programs requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice-President and Managing Director, TDS G&C, the… more
- TD Bank (New York, NY)
- …and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance & ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The Vice President… more
- American Express (New York, NY)
- …that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk ... oversight to the technology, cyber security and data risks. Reporting to the Director for Technology Risk oversight, this...risks identified by this team are reported to the Senior Management, Risk Management Committees, Board of Directors, and… more
- M&T Bank (Buffalo, NY)
- …OF: BUFFALO NY, BRIDGEPORT CT, or WILMINGTON DE** **Overview:** + Provides senior level expertise for audits over the Bank's Information Technology (IT) Engineering, ... in the planning and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize and complete work… more
- Fedcap (New York, NY)
- …business functions and processes to ensure the integrity of controls over the financial reporting in accordance with the applicable accounting and auditing ... the adequacy of the design and operating effectiveness of internal controls over financial reporting ; Participating in the planning and execution of the… more
- TD Bank (New York, NY)
- …and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager ... and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS Governance &… more
- TD Bank (New York, NY)
- …regulator. + JD desirable but not required. + Knowledge of operations, finance, regulatory reporting , sales and trading, and applicable rules and regulations, ... team to ensure we have the appropriate metrics and reporting for testing activities throughout our testing cycle. +...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Diageo (NY)
- …value, and proactive management and mitigation of key tax risks, compliance and reporting . Purpose: The Tax Director & Counsel is a strategic advisor to the ... with business goals, and stays ahead of legislative and regulatory changes. The role provides tax support on M&A...state tax audits and other tax controversies. **Job Dimensions:** Reporting to the VP Tax - Americas, the role… more
- TD Bank (New York, NY)
- …Knowledge of non-wire payment methods like drafts and checks. + Familiarity with regulatory reporting such as EFTR Fintrac, sanction screening, fraud detection, ... for the delivery of TD's Payment Modernization Program including regulatory , cybersecurity, payment products, SWIFT, and Correspondent Banking Services related… more