- TD Bank (New York, NY)
- …identification, escalation, and remediation of Operational Risk Events and regulatory violations. + Collaborate with Global Market Supervision, business heads, ... capital markets asset classes (eg fixed income, FX, equity/FI/FX derivatives) and regulatory environment. + Strong communication skills with the ability to build… more
- JPMorgan Chase (Brooklyn, NY)
- …across the firm to drive business results while adhering to regulatory constraints and internal controls. **Job responsibilities** Focus on capital allocation ... and methodology for CIB including the following: + Drive consistency in financial resource allocations and business incentives across the firm, product segment,… more
- SMBC (New York, NY)
- …Strong knowledge of ** financial products** , **risk management** , and ** regulatory reporting ** (eg, BCBS 239, RWA, CCAR, Liquidity). + Exceptional ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...includes enterprise-wide initiatives in data governance, data management, and regulatory compliance, with a focus on key areas such… more
- Axis (New York, NY)
- …our collective success?** The **Head of AXIS Business Continuity** is a senior leader responsible for the strategic direction, governance, and operational execution ... the organization's resilience and preparedness for business disruptions, aligning with regulatory requirements and industry best practices. This position plays a… more
- American Express (New York, NY)
- …that risk management activities are conducted in a manner compliant with regulatory requirements and expectations. The team aggregates and reports on key risk ... and oversight to the first line operational resilience risk taking activities. Reporting to the Director for Business Disruption & Operational Resilience Risk… more
- American Express (New York, NY)
- …you will assess behavioral data, evaluate control environments, drive automation of reporting processes, and present actionable insights to senior leadership and ... data to identify trends, potential risks or non-compliance with laws, regulatory requirements, and supervisory expectations + Design and review conduct risk… more
- Wells Fargo (New York, NY)
- …recognized equivalents will be accepted + Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ... accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively… more
- TD Bank (New York, NY)
- …platforms supporting general ledger (including subledger and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . ... role. . Proven experience managing technology for Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking… more
- New York State Civil Service (Albany, NY)
- …the position of Deputy Superintendent for Bank Supervision in the Banking Division. Reporting to the Senior Deputy Superintendent for Bank Supervision, the ... relevant work experience, which includes 5 years in the banking or financial services industry ( regulatory examination experience a plus).* Managerial… more
- JPMorgan Chase (New York, NY)
- …an experienced group of professionals while being involved in all aspects of financial reporting , accounting, tax, internal controls, and oversight over service ... senior leadership. **Job Responsibilities** + Oversight of month-end and quarterly pricing, financial reporting and accounting for the funds + Research and… more