- Mizuho Corporate Bank (New York, NY)
- …also assist in the oversight of regulatory remediation program and associated reporting to senior management and regulators. The AVP will liaise and ... senior management. + Maintain data integrity related to regulatory commitments within the firm's GRC tool. + Enhance...or equivalent required. + 5+ years of experience in financial institution. + Banking/ Regulatory Experience: + General… more
- Citigroup (New York, NY)
- …from an Independent Risk Management perspective. + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight ... + Support proactive communication strategies with regulators and provide advice to senior management on the best approach to regulatory interactions with… more
- American Express (New York, NY)
- …applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC, etc.) + Experience designing ... Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration… more
- M&T Bank (Buffalo, NY)
- …manager" + Conduct independent research and complex analytical projects involving financial modeling/forecasting to provide senior management with definitive ... **Overview:** Conduct advanced financial research and analysis projects with a large...a large amount of independence. Provide comprehensive advice/options to senior management in an expert capacity for use in… more
- TD Bank (New York, NY)
- …surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions ... this role. **Job Description:** **Short Term Assignment - 12 Month Duration** Regulatory and Supervisory Management (RSM) drives a strong culture of supervision and… more
- Citigroup (Getzville, NY)
- …for Finance Regulatory Engagement & Oversight, including exam management, regulatory reporting , meetings and requests for information. + Supports key ... who keeps management and internal stakeholders informed on the status of regulatory responses, internal reporting , monitoring and governance. In this role,… more
- TD Bank (New York, NY)
- …Qualifications:** ** Senior Financial Analyst** **Technical Competencies:** + ** Financial & Management Reporting ** : Prepare and compile monthly and ... : Have strong knowledge of accounting principles (GAAP/IFRS) and ensure accuracy in financial reporting . + **Data Analysis:** Have experience to work with large… more
- Guardian Life (New York, NY)
- …success of our department. This is a senior attorney role in the Regulatory Affairs Practice Group, reporting to the Chief Regulatory Counsel. In ... Counsel will develop processes for efficient intake, management, and closing of regulatory matters, will create reporting regarding such matters, and will… more
- TD Bank (New York, NY)
- …by regulators covering various businesses, functions and topics, including operations, finance, regulatory reporting , and sales and trading, and prepare business ... requests. + Provide periodic examination status updates and contribute to internal reporting and tracking related to examinations and regulatory findings. +… more
- US Bank (New York, NY)
- …advance US Bank's positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze ... as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on...12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions,… more