- Cherry Bekaert (Charlotte, NC)
- …practice, we have an excellent opportunity for a ** Senior Associate ( Financial /Operations)** to join our team ... compliance and risk management services to banks and financial institutions. As the level of regulatory ...the power of the individual, keep reading. **As a Senior Associate, you will:** Work individually or as part… more
- American Express (Charlotte, NC)
- …applicable to Finance organizations (eg, Regulation YY, Bank Holding Company Regulatory Reporting requirements, Basel, SEC, etc.) + Experience designing ... Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration… more
- Citigroup (Charlotte, NC)
- …Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management, including the measurement and reporting of ... includes both _ex-ante_ and _ex-post_ independent review and challenge of Citigroup's regulatory capital calculation and reporting processes and capital planning… more
- TD Bank (Charlotte, NC)
- …Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority** **(FINRA)** **Customer Accountabilities:** + ... timely fashion + Guides and complements the assigned portfolio in terms of financial , regulatory and risk management requirements + Interacts with control… more
- US Bank (Charlotte, NC)
- …advance US Bank's positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review and analyze ... as the Bank's business lines. The attorney will provide regulatory legal advice to senior management on...12+ Years of experience as an attorney in a regulatory agency, law firm supporting financial institutions,… more
- Bank of America (Charlotte, NC)
- …profile, enterprise-wide focus areasand activities across the CFO - US Regulatory Reporting organization, which includes governance, interpretation of report ... to data capture + Leads the execution of multiple regulatory reporting audits, and ensures that audit... (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer reporting or SEC financial reporting … more
- TD Bank (Charlotte, NC)
- …**Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management.** + ... and enterprise as appropriate. **We are seeking a dynamic and forward-thinking Senior Manager to lead the strategic development and initiative planning for the… more
- Lincoln Financial (Greensboro, NC)
- …for this opportunity. **Requisition #:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory , you will prepare complex regulatory ... documents and all exhibits, including complex contracts. * Researching, evaluating and reporting on regulatory matters related to mutual fund registration… more
- TD Bank (Charlotte, NC)
- …Personal Lending. This position plays a critical role in ensuring adherence to regulatory requirements such as the Fair Credit Reporting Act (FCRA/Reg V), ... about creating a culture of compliance that will cascade throughout the organization. The Senior Compliance Business Manager will serve as a key member of the second… more
- TD Bank (Charlotte, NC)
- …**Experience with management reporting / reporting routines (excluding Board reporting ), regulatory exams, or senior -level stakeholder management.** + ... as appropriate. **Job Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance Strategy & Operations and… more