- TD Bank (New York, NY)
- …Improve data accuracy and support data-driven decision-making. + Maintain strong internal controls and keep process documentation current. + Perform special ... financial controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional / enterprise / initiatives as… more
- TD Bank (New York, NY)
- …with control functions within the organization + Conducts meaningful research , analysis, and assessment of Compliance program activities at the functional level ... controls , segregation of duties, transaction approvals and physical control of assets) + Participates in cross-functional/enterprise/initiatives as a subject… more
- NYSERDA (Albany, NY)
- …etc.) and analyze financial and non-financial data to assess the adequacy of controls and recommend improvements. + Identify control weaknesses and areas for ... mutual funds, or public pensions. + Experience with evaluation of internal controls , business process analysis, compliance reviews, financial statement auditing,… more
- TD Bank (New York, NY)
- …the Compliance Manager will manage the regulatory change management process , regulatory compliance policies, procedures, training development and corporate ... implementations including overseeing business changes to policies, procedures, systems, and/or controls via action plans or projects Supports the Wealth Compliance… more
- University of Rochester (Rochester, NY)
- …Additionally, the officer will work closely with the University's Office of Research and Project Administration (ORPA), Export Control Officer, Central ... regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities.… more
- University of Rochester (Rochester, NY)
- …of Community Outreach and Engagement Cancer Prevention and Control Research Program (https://www.urmc.rochester.edu/cancer-institute/ research / research ... access to unique cores and pilot funding. . **Clinical and Translational Cancer Control Research Training Program (CCRTP; MPIs Janelsins and Morrow):** The WCI… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads/facilitates and/or implements action/remediation plans to address ... of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide HMDA… more
- University of Rochester (Rochester, NY)
- …and core accounts related to the Center, DOD, NIH, CNSII Biotech and other research awards. + Meets with senior leaders, faculty and administrative support teams ... HR Service Center, and Payroll. + Coordinates all components of the submission process for multi-department/institution research programs, research grants, … more
- The Research Foundation for SUNY (Albany, NY)
- …and Governance Counsel (Director) is responsible for matrixed management of the Research Foundation's Compliance Program, as approved by the Research ... and communications on the corporation's ethics and values program; oversee the process for the administration of corporate policies and procedures; and assist the… more
- TD Bank (NY)
- …team and/or other stakeholders + Provides continuous review of all processes/procedures/ controls to ensure that the business, control , and infrastructure ... risks. + Maintain a culture of risk management and control , supported by effective processes in alignment with the...appropriate reporting is provided on a timely basis to Senior Management and/or the Board + Drives and builds… more