- MongoDB (New York, NY)
- …to multiple compliance frameworks in order to support our customer's needs. The Senior Program Manager - Governance, Risk , and Compliance role will provide ... and providing general administrative support to enable continuous growth of the Governance, Risk and Compliance Program. The ideal Senior Program Manager -… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... activities and initiatives with regulatory impact. + Serve as a compliance advisor to business partners through regular meetings and process reviews. + Manage… more
- KeyBank (Amherst, NY)
- …risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist), CTFA (Certified Trust and Fiduciary Advisor ), or similar). + ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- KeyBank (Syracuse, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- AON (New York, NY)
- …and effective solutions as part of our National Marine Practice within Aon Commercial Risk Solutions in New York City. As a Broker, you will report directly to ... calls. + Key member of the client facing team, acting as a trusted advisor to the executive level client in broking, designing, selling and servicing complex… more
- JPMorgan Chase (New York, NY)
- …Senior Management, Front Office Advisors, Product Specialists, Legal, Risk , Compliance, Operations, Marketing, and Technology to implement complex, ... for end-to-end delivery across the project life cycle and accountable to senior management for comprehensive program updates **Job responsibilities** + Define and… more
- JPMorgan Chase (New York, NY)
- …and enhance the investment platform, focusing on improving client outcomes and advisor experiences. The team collaborates extensively with various stakeholders and ... senior management to drive industry-leading solutions. Additionally, the team...areas to enhance our expansive investment product offering and advisor toolset. Through the enhancements you curate, you will… more
- American Express (New York, NY)
- …to ensure colleagues understand new regulatory obligations. + Act as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. ... the organization. This role is critical to ensure Finance senior leaders have the right visibility into how the...Responsibilities:** + Serve as the primary compliance partner and advisor on regulatory change management and new product /… more
- Wells Fargo (New York, NY)
- …Trader - Executive Director in Wells Fargo Securities. The role is a senior -level position responsible for selling Equity Derivatives to real money clients including ... all levels of professionals and managers companywide and serve as an expert advisor to leadership **Required Qualifications:** + 7+ years of Securities Sales Trading… more
- TD Bank (New York, NY)
- …subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. The Audit Manager ... of audit standards, procedures, laws, rules and regulations + Knowledge of risk management environment, standards and regulations + Knowledge of current and emerging… more