- Deloitte (Richmond, VA)
- Senior Manager: Compliance & Reporting As a senior member of Records & Contracts (R&C), the R&C Senior Manager: Compliance & Reporting plays a key ... presentations, and analytics to inform decision-making and enable effective communications with senior leaders. + Leads the compliance and reporting team within… more
- Truist (Richmond, VA)
- …and responding to regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance with ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- Guardian Life (Richmond, VA)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk -based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various… more
- Datavant (Richmond, VA)
- …to realize our bold vision for healthcare. **Role Summary:** Datavant is seeking a Senior Compliance Analyst to join our dynamic Enterprise Compliance team. ... Support internal and external audits, surveys or customer questionnaires, conduct compliance risk assessments, and Compliance Risk Assessment, Monitoring… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Support compliance risk management processes through the performance of compliance ... regulators 6. Implement strategies and methods related to the compliance risk management framework within the organization,...and updated. 10. Partner with LOB leaders and other senior Truist teammates to execute on key strategic initiatives… more
- Capital One (Richmond, VA)
- …an experienced Senior Associate who will be responsible for executing risk -based compliance transaction testing under the leadership of a team leader, ... Senior Associate, Compliance The Corporate ... Senior Associate, Compliance The Corporate Compliance team is...Experience + At least 2 years of experience in compliance testing, risk management, compliance … more
- Navient (Richmond, VA)
- …are about our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance ... Manager - Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify… more
- Navy Federal Credit Union (Vienna, VA)
- … compliance program spans multiple processes (ie regulatory change management, compliance risk , complaints, etc.) with team members assigned to support ... or more processes based on knowledge and experience. The Senior Compliance Officer is a professional with...Reserve, etc. + Experience in conducting monitoring and assessing risk associated with regulatory compliance issues +… more
- Truist (Richmond, VA)
- …objective risk -based internal audit assurance and advisory services. The Senior Audit Manager further develops and maintains specialization and expertise in ... shift (United States of America) **Please review the following job description:** Truist Senior Audit Manager is responsible for providing a leadership role in the… more
- Coinbase (Richmond, VA)
- …connection, and alignment. Attendance is expected and fully supported. As the Senior Manager, Compliance EDD Operations at Coinbase, you'll lead the ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more