- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Huntington National Bank (New York, NY)
- …client relationship growth. This position reports to the Head of CMFG, or another senior leader determined by the Head of the group. In this role, you will ... Finance and across the bank. + Develop and implement senior management approved team strategy to meet assigned goals,...team strategy to meet assigned goals, mitigate and maintain risk oversight of the group's credit relationships; operate at… more
- American Express (New York, NY)
- …welcome and recommend us to their customers. The GMNS Data Office works on high- risk , high-impact projects that ensure GMNS compliance with the Enterprise Data ... the business unit in alignment with the Enterprise Data Risk Management Policy. + Ensure compliance with...framework. + Establish and test controls to manage data risk within approved appetite limits. + Lead … more
- JPMorgan Chase (New York, NY)
- …to effectively engage and build relationships with senior regulators, influencing risk management practices and ensuring compliance . + Strategic thinker with ... analysis, and dissemination of data to support decision-making and risk mitigation. + Engage with senior regulators... regulators to inform and influence best practices in risk management, ensuring compliance and proactive … more
- TIAA (New York, NY)
- …experience within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience in these areas would ... inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions *...to work collaboratively with cross functional groups and support senior management. + Ability to evaluate appropriate fund selection… more
- Equitable (New York, NY)
- …allocation targets across all asset classes, informed by liability profiles and risk tolerance. Lead the development and implementation of product investment ... Policy & Compliance ** : Create and maintain investment guidelines, establish risk limits, and ensure compliance with regulatory frameworks. Monitor policy… more
- KeyBank (Tarrytown, NY)
- …and Key's client base, while maintaining asset quality within a moderate risk profile. These requests include obtaining initial approval for new, occasionally ... the VP, Portfolio Management is responsible for ongoing credit monitoring and risk rating for a portfolio of corporate clients with a complexity profile… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and… more
- TD Bank (New York, NY)
- …analytics for the US businesses and Advice team + Identifies and quickly escalates high risk issues + Collaborates with senior HR and Business leaders to ensure ... a variety of HR/employment matters. **Depth & Scope:** + Executes on the employment risk strategy set by Employee Relations to ensure ongoing compliance with… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more