- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- Wells Fargo (New York, NY)
- …the risk tolerance of the company. Wells Fargo Bank NA seeks a ** Senior Lead Business Execution Consultant** in New York, NY. **Job Role and ... crimes, information security, interest rate, liquidity, market, model, operational, regulatory compliance , reputation, strategic, and technology risk . The group… more
- TD Bank (New York, NY)
- …regulatory requirements and manage regulatory compliance risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst ... a mission to build a more resilient and scalable compliance risk management function. As part of...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- Citigroup (New York, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... capital and supply chains. The Digital Platforms Data Governance Lead is responsible for leading activities that contribute to...definition of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk … more
- Citigroup (Getzville, NY)
- …to lead in establishing, managing and implementing policy adoption plans, compliance metrics, communications and training + Lead business analysis through ... The Data Governance Foundation Sr Lead Analyst is responsible for leading activities that...definition of the Enterprise Data Governance Strategy, and/or Data Risk and Control Framework and Data Risk … more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Technology Business Systems Consultant to be part of the Global Payments & Liquidity Treasury ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- We are seeking a highly experienced and driven Senior Governance Lead to shape and oversee the governance framework for our groundbreaking Strategic Ledger ... : Minimum of 10 years of experience in governance, risk , and compliance roles, with a significant...maintain strong relationships with stakeholders at all levels, including senior management and regulatory bodies. + ** Risk … more
- Citigroup (New York, NY)
- …performance management and productivity. We are seeking a highly skilled and visionary Senior Trade Finance Product Manager Controls Lead to join our dedicated ... identify control gaps and vulnerabilities, developing and deploying automated solutions to de- risk the business and ensure compliance with evolving regulatory… more
- Citigroup (Getzville, NY)
- …these standards **Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related functions in the ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more