- Wells Fargo (New York, NY)
- **About this role:** The Senior Lead Wealth Planning Strategist plays a significant role in deepening and broadening relationships with existing clients, as well ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (New York, NY)
- …facilitating sync points between business and technology leaders and Risk and Compliance partners. **Job Profile Summary:** Senior Delivery lead is ... Senior Delivery Lead - Technology -... Senior Delivery Lead - Technology - NFRR New York, New...and technology leaders across multiple organizations, as well as Compliance and Risk + Establishes target outcomes… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Business Development & Partnerships Senior Lead Business Execution Consultant to join our Business Development team ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wellington (New York, NY)
- … Compliance & Risk Group, working closely with other compliance professionals and attorneys. **RESPONSIBILITIES** The Senior Compliance Analyst's ... our perspectives with those of our clients. **About the Role** The Senior Compliance Analyst will support Wellington Management's Global Private Investments… more
- Citigroup (Getzville, NY)
- …. + Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support oversight of the MCA program, ... and decision making in line with the expectations of senior management, Board, and Regulators. + Manage the operations...**Qualifications** : + 10+ years of experience in operational risk management, compliance , audit, or other control-related… more
- Guardian Life (Albany, NY)
- …3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and...Investment Advisory, you will conduct branch office inspections using risk -based testing methodologies to ensure compliance with… more
- AIG (New York, NY)
- …and analysis of key risk indicators to identify red flags and potential compliance violations. The role of Senior Manager, Compliance Data Analytics & ... Senior Manager, Compliance Data Analytics &...risk indicators to identify red flags and potential compliance concerns. + Engage with Local Compliance … more
- Amentum (Albany, NY)
- …emerging cybersecurity threats, regulatory changes, and industry best practices. + **Audits, Risk Assessments & Adherence Support:** Lead or participate in ... **Amentum seeks an Compliance Engineer** Amentum is a global leader in...27001 adherence and other cybersecurity related frameworks, in governance, risk , and information assurance. This role supports Amentum's data… more
- Citigroup (Getzville, NY)
- …to senior management, committees, and regulators. * Collaborate with legal, compliance , and risk teams to ensure all governance frameworks are up-to-date ... This role will report directly to the Business Execution and Governance Lead supporting them across all strategic efforts. The Business Execution & Governance… more
- Citigroup (Getzville, NY)
- …and unlock new opportunities for growth. **Role Overview:** The Transaction Svs Sr Lead Analyst is a senior level position responsible for managing operation's ... projects as well as operations projects to improve efficiency, risk , and controls. + Lead projects and...areas to resolve issues. + Negotiate internally, often at senior levels (across functions) and with external parties, as… more
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