- USAA (Charlotte, NC)
- …activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + ... + Applies expert knowledge of the business, its products and processes, advising senior management on issues. + Leads and motivates cross functional team members in… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... & Operations Manager leads the development and implementation (or lead support) of enterprise Compliance programs, including...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Electric Power Research Institute (Charlotte, NC)
- …objectives. + Advise senior leadership and the Audit Committee on risk exposure, control effectiveness, and compliance matters + Identify and address ... will lead the Institute's internal audit function, ensuring robust governance, risk management, and compliance across global operations. This role demands a… more
- Wells Fargo (Charlotte, NC)
- …analysis and projection modeling to ensure accurate and timely monitoring, risk ratings, covenant compliance , watchlist updates, recognition of potential ... banker to prepare and present portfolio updates to senior leadership, risk management and coverage partners...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- US Bank (Charlotte, NC)
- …new skills and discover what you excel at-all from Day One. **Job Description** This senior position will lead a team that owns both data integration into ... for quality control and performance monitoring, and represent the FIU with senior leadership, Corporate Audit Services, Model Risk Management, technology… more
- Wells Fargo (Charlotte, NC)
- … posture, mitigation strategies, and regulatory implications. + Set guidelines for compliance and risk management requirements and collaborate with stakeholders ... , digital innovation, and customer acquisition where you will lead a team of ~10 US based FTE (plus...and digital originations. + Strong understanding of regulatory frameworks, compliance obligations, and risk management practices. +… more
- Wells Fargo (Charlotte, NC)
- …meet business objectives and strategy **Required Qualifications:** + 6+ years of risk management, business controls, or compliance experience, or equivalent ... this role:** Wells Fargo is seeking a Business Accountability Senior Manager in Wealth & Investment Management (WIM) BSA/AML... leaders and executive management + Experience in control, compliance , risk management, or a related job… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Internal Audit Senior Manager has supervisory responsibility for the lead , senior and staff auditors who make up the audit scrum teams ... role supports oversight and direction for Lowe's Sarbanes-Oxley (SOX) compliance program. The Senior Manager will oversee...documents, process flows, test plans, workpapers, draft reports) of lead , senior , and staff auditors to ensure… more
- Wells Fargo (Harrisburg, NC)
- …digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to ... us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- TD Bank (Charlotte, NC)
- …and subject matter advice at senior levels + Works independently as the senior technical lead and guides others within area of expertise + Analyzes and ... expertise with respect to data governance and data asset risk management for a given business line and working...of moderately to complex risks and resource requirements; may lead end-to-end processes or functional programs + Contributes to… more