- TD Bank (New York, NY)
- …this role. **Job Description:** **Position:** Senior FCRM Compliance Officer -CIB **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, ... program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance...financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- Citigroup (Getzville, NY)
- Serves as a senior vice president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing ... and implementing elements of the data compliance risk oversight program, including developing systems...within Citi, as necessary. + Acting as SME to senior stakeholders and /or other team members in relation… more
- City National Bank (New York, NY)
- …or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... ensures business continuity. WHAT WILL YOU DO? * Reviews/challenges compliance risk assessments, analyzing the Bank's ...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more
- Albany Medical Center (Albany, NY)
- …of non- compliance or reduce the risk to Center operations. The Senior Compliance Officer will be responsible for promoting compliance ... States of America) Salary Range: $133,724.95 - $213,959.93 The Senior Compliance Officer will be...relates to these areas; will identify potential areas of compliance vulnerability and risk as it relates… more
- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- United Therapeutics (Albany, NY)
- … Corporate Compliance Director, Risk Management reports to the Chief Compliance Officer and is responsible for leading the Department's risk ... action stemming from auditing, monitoring and investigations in conjunction with the Compliance Business Partners, as appropriate. The Senior Corporate … more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures,… more
- Heritage Financial Credit Union (Middletown, NY)
- Chief Risk Officer - Middletown, NY Middletown, NY (http://maps.google.com/maps?q=25+Rykowski+Lane+Middletown+NY+USA+10941) Job Type Full-time Description Come ... Heritage Financial Credit Union's Executive Team as the Chief Risk Officer We're seeking a visionary leader...role oversees Finance, Information Technology, Strategic Business Operations, and Risk / Compliance , serving as a central force in… more