- KeyBank (Buffalo, NY)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of… more
- KeyBank (Amherst, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for ... provide superior service directly for bank clients while maintaining risk management, compliance with bank policies and...on job-related factors such as level of experience. The Senior Service Officer position is eligible to… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... Ability to project confidence and professionalism in dealings with senior business personnel. + Ability to make, support and...working in a regulated environment and knowledge of the risk and compliance requirements associated with this.… more
- L3Harris (Rochester, NY)
- …in the interest of national security. Job Title: Senior Specialist, Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk … more
- KeyBank (Albany, NY)
- …Regulation W Compliance Manager is responsible for assisting the applicable Compliance Executive in overseeing compliance risk mitigation and ... and Regulation W. This position will have oversight of compliance risk programs and policies including providing...Regulation W. . Serve as the bank's Regulation W Officer . . Provide strong leadership, mentoring, and guidance to… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- KeyBank (NY)
- **Location:** 4900 Tiedeman Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk ... positive working relationships with internal clients, staff, peers, other risk partners, and LOB senior management. -...- Manage 2nd LOD requirements related to the Governance, Risk & Compliance application and Risk… more
- KeyBank (Buffalo, NY)
- …oversight of enterprise-wide data governance practices across KeyCorp. The Sr. Operational Risk Officer is responsible for providing independent oversight and ... actions + Foster strong relationships with business partners and senior management to promote risk transparency +...technology risk , cybersecurity risk , operational risk , enterprise risk , audit, or compliance… more
- Citigroup (New York, NY)
- The Market Risk Senior Officer I is a...process; Review and approve risk framework for Market Risk for risk -taking units Monitor compliance ... metrics and tools. Candidate will have excellent communication skills to influence risk discussions, often with senior Traders and other control partners.… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk ... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description & ... businesses and departments. In addition, we are responsible for risk reporting to firm-wide partners and senior ...risk industry and educational/development opportunities + Use Governance Risk and Compliance (GRC) tools to evidence… more