- Raymond James Financial, Inc. (New York, NY)
- …practices. Also, engages with regulators to provide essential risk context. . Reports risk -related data including risk exposure, compliance to risk ... risk management strategies to the Board of Directors, senior management and various risk committees. . Collaborates with the business and other key… more
- M&T Bank (Buffalo, NY)
- …adept at working across all levels of the organization from junior staff to the Chief Risk Officer or other senior /executive members of management in Risk ... **Overview:** The Senior Liquidity Risk Oversight Analyst will...analysis, risk reporting, risk identification, risk policies and governance and regulatory compliance .… more
- Coinbase (Albany, NY)
- …to motivate a range of senior stakeholders including Chief Financial Officer , Chief Compliance Officer , Business Operations, Customer Experience, Product ... and alignment. Attendance is expected and fully supported. Our Risk team is at the center of making Coinbase...scale safely. We are looking for an entrepreneurial, self-motivated Senior Product Manager who thrives in a fast-paced startup… more
- JPMorgan Chase (New York, NY)
- …and collaboration with internal teams to balance risk and growth. The Senior Credit Strategy Officer will also provide leadership in decision-making for ... As the Managing Director, Senior Credit Strategy Officer , Chase Auto,...Strategy Development:** Help shape credit policies, underwriting standards, and risk management frameworks. + **Regulatory Compliance :** Ensure… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... + Proficient in Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice, guidance and support to… more
- HUB International (New York, NY)
- …reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support the ... limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ...Wealth** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in… more
- SMBC (New York, NY)
- …addition, the Regulatory Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications. ... Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction...reminders and other communications. + Support production of Annual Compliance Report and related senior officer… more
- KeyBank (Amherst, NY)
- …regarding corporate-wide compliance issues and the identification and mitigation of compliance risk . + Perform complex compliance tasks as assigned. ... not limited to, merger and acquisition activities, contract reviews, risk assessments, compliance risk mitigation...implementation. + Interact, at the direction of the OFAC Officer , with regulatory agencies and the Risk … more
- Bank of America (New York, NY)
- Senior Treasury Sales Officer - FIG...He or she will partner with Corporate Bankers, Product, Compliance , Credit, Risk and Service partners to ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/ Senior -Treasury-Sales- Officer FIG-Sales-NA-Investments-and-Securities\_25045535) **Job Description:** At Bank of… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Regulatory Strategy Senior Officer - Associate within the Firmwide Regulatory Strategy team, you ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...central repository to enable reliable and effective reporting to senior management. + Maintain tracking related to examinations and… more