- Citigroup (New York, NY)
- …execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk . The LFO is a key member of the Private Bank business management ... and execution of CCAR, Recovery and Resolution planning activities. + Partner with senior management to deliver on financial objectives, including a broad set of P&L… more
- Citigroup (New York, NY)
- …Private Bank by understanding their investment objectives and working in partnership with senior team members to deliver investment solutions. + Help support the ... senior members of the investment team in their delivery...and any other methods of solicitation. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- JPMorgan Chase (New York, NY)
- …within the Asset Management Compliance team , you will serve as the Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance ... in private market investments. You will lead regulatory and compliance risk oversight for some of the...and dynamic fund structures in the industry as Chief Compliance Officer , working closely with the Board… more
- American Express (New York, NY)
- … Organization is an independent risk management function, led by the Chief Risk Officer , with the objective of ensuring that American Express operates in a ... help us define the future of American Express. **Business Unit/Role Specific Information** Global Risk & Compliance (GRC): The Global Risk & Compliance… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Come join Heritage Financial Credit Union's Risk & Compliance team as the Senior Lending Compliance Analyst Do you ... Senior Lending Compliance Analyst - Remote... laws and regulations. + Facilitate completion of Consumer Compliance Risk Assessment + Work with department… more
- CIBC (New York, NY)
- …firmwide approach to compliance risk oversight and assessment of compliance risk for CIBC US. The CFC Officer will support the US Corporate Function ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Corporate Function Compliance (CFC) Officer will assist in the management of… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management ... consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice… more
- M&T Bank (Buffalo, NY)
- …business unit executive and senior management, Internal Audit, Corporate Operational Risk and Corporate Compliance Portfolio Managers. + Adhere to applicable ... as well as 2LOD and 3LOD. Assist the Business Risk Officer in setting direction for the... compliance /operational risk controls in accordance with Company or regulatory standards… more
- JPMorgan Chase (Brooklyn, NY)
- …Financial Officer to prepare for quarterly Earnings Presentations + Support the Chief Risk Officer and senior Risk Executives on various monthly ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at... risk , serving key stakeholders including the Chief Risk Officer , Chief Financial Officer ,… more
- M&T Bank (Buffalo, NY)
- …the First Line Risk Officer + Develop and review presentation materials and risk reports with senior management and the Risk Committee of the Board ... risk and controls, collaborating with business partners and risk units on compliance and regulatory issues,...all associated responsibilities to support the office of Chief Risk Officer and to partner with cross-functional… more