- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Lead Compliance Officer ** in Corporate Risk as part **Trade Surveillance Oversight** Team. This role will be ... Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for projects and initiatives with high … more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be a member of the Consumer Deposit Compliance team within ... as they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct...conduct compliance monitoring and testing to ensure compliance risks are mitigated according to Key's Risk… more
- KeyBank (Charlotte, NC)
- …of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will...collaborative relationships with all lines of business, mid to senior level management, other internal clients and peers, and… more
- Fujifilm (Holly Springs, NC)
- **Position Overview** Act as the local Compliance Officer for both of Fujifilm Biotechnologies sites in North Carolina region. In addition, they will be the main ... Fujifilm Holdings US, to meet Fujifilm Biotechnologies requirement on risk reporting set out by the corporate headquarters. +...Compliance initiatives / activities. + Assist the Trade Compliance Senior Manager with the upkeep of… more
- Bank of America (Charlotte, NC)
- … risk types (eg, Strategic, Credit, Market, Liquidity, Operational, Compliance , Reputational) * Ability to design, architect, analyze, support, and secure ... Sr. Information Security Officer - Generative Artificial Intelligence Chicago, Illinois;Jersey City,... (CTO). This job is responsible for partnering with senior leaders to balance the needs of the business… more
- Bank of America (Charlotte, NC)
- …to information security and recommends actions in support of the bank's wider risk management and compliance programs * Monitors information security trends ... and recommends actions in support of the bank's wider risk management and compliance programs * Ability...partners on info security critical priorities * Participates in senior FLU/Ops specific Risk Management & Business… more
- Prime Therapeutics (Raleigh, NC)
- …that. It fuels our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst ( Risk Assessment and Oversight) - Remote **Job ... gap closures throughout the business, partnering to facilitate company-wide Compliance Risk Assessment, and conducting new and...records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership… more
- SMBC (Charlotte, NC)
- …Support risk & control assessments within 1LoD, working closely with Risk Management, Compliance , Internal Audit, and peer Control Officers supporting ... , FRB/OCC/FDIC Disaster Recovery testing). * Prepare and present risk and control dashboards to senior management...preferred. * 10+ years of professional experience in IT risk management, IT compliance , IT audit, or… more
- Bank of America (Charlotte, NC)
- …Finance environment, with understanding of loans, trading, and treasury products for Credit Risk Officer + Able to soundly manage the portfolio and justify ... Credit Underwriter II/Credit Officer I - Global Renewable Energy Credit New...on but not limited to credit, market, and reputational risk ; as well as adherence or monitoring of credit… more
- Bank of America (Charlotte, NC)
- …managing credit quality and the approval process through their interaction with Risk Management Officers and Senior Management. **Responsibilities:** + Evaluates ... client's compliance with financial covenants, confirming the accuracy of risk ratings, and recommending changes as warranted **Required Qualifications:** + 5+… more
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